... Onsite Inspection Visits to Insurance Brokers 27 April 2018 Our Ref: MC/INSP/BKR To: Chief Executives of all authorized insurance brokers Dear Sirs, Onsite Inspection Visits to Insurance Brokers As you are aware, the Insurance Authority (“IA”) has taken over the regulatory work of the Office of...

... - 1 - CIB-GN(4) (issued on 22 June 2007) (revised on 8 April 2014, effective from 1 June 2014) Guidance Note on Conducting “Know Your Client” Procedures for Long Term Insurance Business (Including Linked Long Term Insurance) According to Membership Regulation 3.5, the General Committee is issuing...

... Notification of Change in Particulars of a Licensed Insurance Intermediary Individual Insurance Agent/Technical Representative (Agent)/Technical Representative (Broker) Pursuant to Section 64P of the Insurance Ordinance (Cap.41...

... Form N2 1 Notification of Appointment of a Licensed Insurance Intermediary to carry on regulated activities in one or more line(s) of business by Appointing Principal(s) Pursuant to Section 64Q of the Insurance Ordinance (Cap. 41) For Official Use C SA LN Check Update Verify Please complete all...

... Form N2 1 Notification of Appointment of a Licensed Insurance Intermediary to carry on regulated activities in one or more line(s) of business by Appointing Principal(s) Pursuant to Section 64Q of the Insurance Ordinance (Cap. 41) For Official Use C SA LN Check Update Verify Please complete all...

... Consultation Conclusions on: (1) Draft Guideline on Fit and Proper Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) and (2) Draft Guideline on Continuing Professional Development for Licensed Insurance Intermediaries July 2019 Contents Executive Summary 1...