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⏭... including Linked Long Term 3. Long Term including Linked Long Term 6. Restricted Scope Travel # Appointing Principal must notify the Insurance Authority (“IA”) at least 14 days before the intended appointment of the Licensed Insurance Intermediary to carry on the line(s) of business. If there is any change...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N2_Eng_22Dec2020.pdf -
Date: 2022-05-31
... General Circular 36/04 - 1 - CIB-GN(11) (Issued on 16 August 2013) Guidance Note on Keeping of Separate Client Monies According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Keeping of Separate Client Monies. 1. Both the Minimum Requirements specified by the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20
... General Circular 36/04 - 1 - CIB-GN(11) (Issued on 16 August 2013) (revised on 12 May 2015) Guidance Note on Keeping of Separate Client Monies According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Keeping of Separate Client Monies. 1. Both the Minimum...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20
... include, with effect from September 2010, a specific prohibition on licensed or registered persons offering any gift other than a discount of fees or charges when promoting a specific investment product. 1.3. The Hong Kong Monetary Authority ("HKMA"), through its circulars dated 13 July...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_GN_Gifts_Promo_and_Incentives_v2_1_1_2014_20190823.pdf -
Date: 2019-12-20
...”) taken to assist individual licensees in fulfilling the CPD requirements in light of the impact of COVID- 19? A1: On 28 February 2020, the IA initially extended the CPD fulfillment deadline for the 2019/2020 CPD assessment period by 3 months to 31 October 2020 (“First CPD Fulfillment Deadline”). However...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2021-12-06
... individual licensees in fulfilling the CPD requirements in light of the impact of COVID- 19? A1: On 28 February 2020, the IA initially extended the CPD fulfillment deadline for the 2019/2020 CPD assessment period by 3 months to 31 October 2020 (“First CPD Fulfillment Deadline”). However, in recognition of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2021-05-06
...”) taken to assist individual licensees in fulfilling the CPD requirements in light of the impact of COVID- 19? A1: On 28 February 2020, the IA initially extended the CPD fulfillment deadline for the 2019/2020 CPD assessment period by 3 months to 31 October 2020 (“First CPD Fulfillment Deadline”). However...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/FAQ_CPD_12.06.2020rev_Eng.pdf -
Date: 2022-05-19
... Explanatory Note on Section 121 of the Insurance Ordinance (Cap. 41) – Non-disclosure requirement in relation to information obtained in the course of inspection, investigation or disciplinary action Insurance Authority June 2020 2 Contents Page 1. Introduction 3 2. Non-disclosure obligations...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2021-10-12
... Explanatory Note on Section 121 of the Insurance Ordinance (Cap. 41) – Non-disclosure requirement in relation to information obtained in the course of inspection, investigation or disciplinary action Insurance Authority June 2020 2 Contents Page 1. Introduction 3 2. Non-disclosure obligations...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2020-07-06