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⏭... 保險業監管局 Insurance Authority 2019–20 ANNUAL REPORT Insurance Authority 19/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong Tel: (852) 3899 9983 Fax: (852) 3899 9993 Website: www.ia.org.hk Leading Change and Propelling Growth conTenTs 2 Chairman’s message 4 CeO’s message The Year Under review 6 FinanCi...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2019_20_Eng.pdf -
Date: 2022-05-24
... 人持牌人已完成相關持續專業培訓時數的文件。 就獲授權保險人而言，負責管理中介人的管控要員須設立內部管控措施，其中應包括 充足的措施以確保保險人委任的持牌保險代理人遵守持續專業培訓規定。 保監局認為，獲授權保險人若欠缺該等充足的管控措施及程序，可能會對下列事項帶 來負面影響：(i)獲授權保險人的董事、控權人及相關管控要員是否為適當人選；及 (ii)持牌保險經紀公司或持牌保險代理機構及其董事、控權人及負責人是否為適當人 選。保監局會把以上因素納入其監管及紀律準則。 個人持牌人 保監局會於每年 9月 30日的匯報期限後就每個評核期進行持續專業培訓合規核查。個 人持牌人如被保監局挑選進行合規核查，應...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_chi.pdf -
Date: 2021-12-10
... 人持牌人已完成相關持續專業培訓時數的文件。 就獲授權保險人而言，負責管理中介人的管控要員須設立內部管控措施，其中應包括 充足的措施以確保保險人委任的持牌保險代理人遵守持續專業培訓規定。 保監局認為，獲授權保險人若欠缺該等充足的管控措施及程序，可能會對下列事項帶 來負面影響：(i)獲授權保險人的董事、控權人及相關管控要員是否為適當人選；及 (ii)持牌保險經紀公司或持牌保險代理機構及其董事、控權人及負責人是否為適當人 選。保監局會把以上因素納入其監管及紀律準則。 個人持牌人 保監局會於每年 9月 30日的匯報期限後就每個評核期進行持續專業培訓合規核查。個 人持牌人如被保監局挑選進行合規核查，應...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_chi.pdf -
Date: 2021-09-09
... received one of the following four types of notice issued by the IA under the Ordinance: (i) a notice requesting written answers to the questions listed in the notice; (ii) a notice requesting production of records and documents listed in the notice; (iii) a notice requiring my attendance at an interview...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2021-10-12
... received one of the following four types of notice issued by the IA under the Ordinance: (i) a notice requesting written answers to the questions listed in the notice; (ii) a notice requesting production of records and documents listed in the notice; (iii) a notice requiring my attendance at an interview...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2020-07-06
... – (a) information on IA, including: (i) its organization; and (ii) its functions. (b) public registers established under relevant legislation; (c) publications, including its annual reports, booklets, press releases; and (d) the procedures for access to the information. Information to be provided on...
https://www.ia.org.hk/english/access_info/files/Insurance_Authoritys_Code.pdf -
Date: 2018-08-08
... assume that all premiums are paid in full when due. You should refer to your intermediary or the company for more information or, if appropriate, a more detailed proposal. [optional] (ii) The amount of total premium(s) may differ slightly from the total of the premiums payable in the policy due to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5.Standard_Illustration_for_Participating_Policies.pdf -
Date: 2019-12-20
[PDF]
Circular_01042022.pdf
..., chief executives, controllers and key persons in relevant control functions of the insurers to which the standards and requirements apply and (ii) the insurance intermediaries to which the standards and requirements apply and (in the case of licensed insurance agencies and licensed insurance broker...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_01042022.pdf -
Date: 2022-05-31
[PDF]
AR2015.pdf
... scheme management category I) and Class H (Retirement scheme management category II) of long term business Principal Insurance Company (Hong Kong) Limited Under section 25D of the ICO Date of Approval by the IA From To 13 February 2015 The United Kingdom Mutual Steam Ship Assurance Association (Bermuda...
https://www.ia.org.hk/english/infocenter/files/AR2015.pdf -
Date: 2021-12-14
[PDF]
AR2015.pdf
... scheme management category I) and Class H (Retirement scheme management category II) of long term business Principal Insurance Company (Hong Kong) Limited Under section 25D of the ICO Date of Approval by the IA From To 13 February 2015 The United Kingdom Mutual Steam Ship Assurance Association (Bermuda...
https://www.ia.org.hk/english/infocenter/files/AR2015.pdf -
Date: 2022-05-24