... Application for Insurance Broker Company Licence For Official Use O D N 1st Review 2nd Review C S F Approved Version: September 2019 1 Form A4 Please complete all items in BLOCK LETTERS. All amendments must be signed by Applicant. I. Particulars of Applicant Name in English Name in Chinese (if any...

... premium contribution period. Of course, you should also set aside su�cient cash for your daily and contingency expenses. Early surrender can incur a significant loss Make sure that all your annuity premiums are paid before retirement. When choosing the income period, make sure it matches your life...

... on an ongoing basis No proper documentation for name screening exercises  No name screening mechanism set out in procedural manuals  No screening results retained for customers Recommendations:  Establish and maintain an effective screening mechanism  Document all the name screening results...

... is currently derived from digital channels. Abiding by the technology-neutral principle, we set no artificial barriers for Insurtech, while ensuring that products offered on digital platforms carry a simple structure and heavy protection element. Sandbox and Fast Track, the two new initiatives rolled...

... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...

... is currently derived from digital channels. Abiding by the technology-neutral principle, we set no artificial barriers for Insurtech, while ensuring that products offered on digital platforms carry a simple structure and heavy protection element. Sandbox and Fast Track, the two new initiatives rolled...

... on an ongoing basis No proper documentation for name screening exercises  No name screening mechanism set out in procedural manuals  No screening results retained for customers Recommendations:  Establish and maintain an effective screening mechanism  Document all the name screening results...

... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...

... factors set out in this Guideline are not exhaustive. This Guideline does not constitute legal advice. You should seek professional advice if you have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 2. Scope of Application 2.1. “Regulated person” is...

... premium contribution period. Of course, you should also set aside su�cient cash for your daily and contingency expenses. Early surrender can incur a significant loss Make sure that all your annuity premiums are paid before retirement. When choosing the income period, make sure it matches your life...