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⏭... April 2019 Consultation Conclusions on Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules April 2019 Contents Introduction and Executive Summary 1 Feedback Received and Insurance Authority’s Response 4 Conclusions and Next Steps 14 Annex A – Final Form...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... April 2019 Consultation Conclusions on Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules April 2019 Contents Introduction and Executive Summary 1 Feedback Received and Insurance Authority’s Response 4 Conclusions and Next Steps 14 Annex A – Final Form...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... April 2019 Consultation Conclusions on Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules April 2019 Contents Introduction and Executive Summary 1 Feedback Received and Insurance Authority’s Response 4 Conclusions and Next Steps 14 Annex A – Final Form...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... April 2019 Consultation Conclusions on Draft Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules April 2019 Contents Introduction and Executive Summary 1 Feedback Received and Insurance Authority’s Response 4 Conclusions and Next Steps 14 Annex A – Final Form...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
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Insurance Authority and Dubai Financial Services Authority sign Fintech co-operation agreement
... Financial Services Authority (DFSA) to enhance collaboration in supporting Fintech innovation. Under the agreement, the IA and the DFSA will co-operate on information sharing on innovation and referrals of innovative firms seeking to enter the counterpart's market. "The IA takes...
https://www.ia.org.hk/english/infocenter/press_releases/Insurance_Authority_and_Dubai_Financial_Services_Authority_sign_Fintech_co-operation_agreement.html -
Date: 2017-12-07
... Regulatory Reminders Guidance Note on Conducting Sales by Unsolicited Calls issued by the Mandatory Provident Fund Schemes Authority December 2023 To provide guidance to registered intermediaries in making unsolicited calls for marketing...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_08_03.html -
Date: 2024-01-12
... The membership list of the DPP is available on the IA website. “In developing the disciplinary mechanism under the new direct regulatory regime for insurance intermediaries1, our aim has been to implement a process that is fair, efficient and robust,” said Mr Peter Gregoire, Head...
https://www.ia.org.hk/english/infocenter/press_releases/20201030.html -
Date: 2020-10-30
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Fulfillment Ratio Examples
... Fulfillment Ratio Fulfillment Ratio Examples Example 1: Participating policy with annual and terminal dividends Assume that the policy was issued on 1 January 2020: End of Policy Year...
https://www.ia.org.hk/english/fulfillment_ratio/examples.html -
Date: 2024-01-17
... Microsoft Word - Mv11413-attachment ‐ 1 ‐ Guidance Note on Gifts, Promotions and Incentives for Class A and Class C Products 1. Introduction 1.1. In September 2009, the Securities and Futures Commission ("SFC") launched a consultation process on its package of proposals to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_GN_Gifts_Promo_and_Incentives_v2_1_1_2014_20190823.pdf -
Date: 2019-12-20
...: ................................................................................. 19 Regulatory Supervision – General Principles ........................................................................................ 20 SECTION THREE: GUIDANCE FOR LIFE INSURANCE COMPANIES AND INTERMEDIARIES ON IMPLEMENTING A RISK-BASED ANTI-MONEY LAUNDERING PROGRAM...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2021-11-12