... therefore the endorsement of top management is one of the key success elements of risk management policy. The policy must be set out clearly and properly documented. The risk management responsibilities have to be clearly defined and communicated to the staff concerned. Sufficient training has to be...

... Qualifying Examination , unless exempted 10 Transition to the New Regime • All pre-existing insurance intermediaries will be deemed as licensees under the new regime for a transitional period of 3 years • Licence fee will be waived for 5 years • Complaint cases not yet resolved by SROs will be handled by the...

... Qualifying Examination , unless exempted 10 Transition to the New Regime • All pre-existing insurance intermediaries will be deemed as licensees under the new regime for a transitional period of 3 years • Licence fee will be waived for 5 years • Complaint cases not yet resolved by SROs will be handled by the...

... Qualifying Examination , unless exempted 10 Transition to the New Regime • All pre-existing insurance intermediaries will be deemed as licensees under the new regime for a transitional period of 3 years • Licence fee will be waived for 5 years • Complaint cases not yet resolved by SROs will be handled by the...

... Guidelines on Conduct Requirements for Registered MPF Intermediaries Registered MPF intermediaries must comply with a set of...

... minimise social contact and the risk of virus infection, members of the public are encouraged to make use of the IA’s hotline and online services as much as possible. The operating hours of the IA office and hotline services are set out on the IA website. Ends ...

...://www.gld.gov.hk/egazette/ http://www.ia.org.hk/ - 2 - (2) Frequently Asked Questions A new set of frequently asked questions (“FAQs”) in relation to anti-money laundering and counter-terrorist financing (“AML/CFT”) is published by the Insurance Authority today. The FAQs published on 15 April 2019 are superseded...

... Ordinance (Cap. 41) (“the Ordinance”). Under the Ordinance, the Insurance Authority (“IA”) has the primary responsibility of ensuring that an authorized insurer is able to meet its liabilities or fulfil the reasonable expectations of policy holders. Adequacy of the technical reserves set aside by an...

... specified in the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules (“Broker Rules”) made under the Insurance Ordinance (Cap.41) (“IO”).  The Broker Rules set out the requirements in relation to the following aspects...