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⏭... Requirements Relating to the Sale of ILAS to Enhance Customer Protection 2. Appendix A: ILAS Product Sales Flow (New Application) 3. Appendix B: Financial Needs Analysis (“FNA”) Form 4. Appendix C1: Important Facts Statement and the Applicant’s Declarations (Complex charge structure version for upfront and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_ILAS_Requirements_v3_22_4_2013_20190823.pdf -
Date: 2019-12-20
... the form as policy endorsement, is not considered as a top‐up. Q 3. For refundable insurance policies under 1(a)(ii), does it have to be 100% or more “refundable” in order for the FNA requirement be exempted? A 3. Yes. For those refundable insurance policies which are not 100...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_FAQ_Initiatives_on_FNA_v3_12_12_2016_20190823.pdf -
Date: 2019-12-20
... CIB - IIQAS CPD Programme Administrative Framework v2 (10.3.2015).pdf ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_IIQAS_CPD_Programme_Administrative_Framework_10_3_2005_eg19.pdf -
Date: 2019-12-20
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2022-01-06
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2022-05-31
... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf -
Date: 2020-06-24