... carrying on) regulated activities: Objective analysis The matter would be considered objectively, i.e. from the perspective of the reasonable observer, considering how the arrangement would work in practice. The focus would not be on any particular snapshot of a single communication, display or message on...

...; Mr Tsang followed up on the incident by assisting his client to obtain insurance and explain the situation to the Labour Department; Mr Tsang’s otherwise clean disciplinary record; and the need to send a message to deter similar conduct. For further...

... Circulars on Regulatory Matters 2021 Date Subject 10 December 2021 CPD Penalty Framework and CPD Compliance Reporting Merged CPD assessment period...

... Regulation of Insurers and Lloyd’s Section 6 of the Insurance Ordinance (Cap. 41) (“IO”) prohibits any person from carrying on insurance business in or from Hong Kong except an authorized insurer, Lloyd’s or an association of underwriters...

... Circulars on Regulatory Matters 2020 Date Subject 21 December 2020 Remote Invigilation Mode Examination (RIME) of the Insurance Intermediaries Qualifying...

... Requirements on Captive Insurers In Hong Kong, a captive insurer is legally defined under the Insurance Ordinance (Cap. 41) as an insurer which carries on general insurance business only and its business (i) does not relate to any liabilities or risks in...

... Circulars on Regulatory Matters2015 Date Subject...

... Consultation conclusions on the guideline on pecuniary penalty for licensed insurance intermediaries 28 June 2019 The Insurance Authority (IA) today (28 June 2019) published consultation conclusions on the Guideline on Exercising Power to Impose...

... Ref : Mv093/15 To : Chief Executive Officer, Life Insurance Companies not being Members of the Hong Kong Federation of Insurers cc : Ms Carol Hui, Assistant Commissioner of Insurance From : Andy Robinson, Chairman, Life Insurance Council (“LIC”) Date : 16 July 2015 Subject : Initiative on Financial...