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⏭... policy documents to the licensed insurance intermediary? A2 The authorized insurer should provide the life insurance policy to the licensed insurance intermediary sufficiently in advance of the end of the “9 calendar day period” defined in Paragraph 5.5(a) of the Guideline. Q3 In respect to Paragraph 7.1...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL29.pdf -
Date: 2020-12-21
[DOCX]
form-iaib3.docx
... Applicant that is a partnership should also complete Form IA-IB1 in respect of each partner of the partnership. (one form for each person) 4. Applicant that is a limited company should also complete Form IA-IB1 in respect of each director and controller of the limited company. (one form for each person) 5...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib3.docx -
Date: 2022-01-06
[DOCX]
form-iaib3.docx
... Applicant that is a partnership should also complete Form IA-IB1 in respect of each partner of the partnership. (one form for each person) 4. Applicant that is a limited company should also complete Form IA-IB1 in respect of each director and controller of the limited company. (one form for each person) 5...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib3.docx -
Date: 2022-05-31
[DOCX]
form-iaib3.docx
... Applicant that is a partnership should also complete Form IA-IB1 in respect of each partner of the partnership. (one form for each person) 4. Applicant that is a limited company should also complete Form IA-IB1 in respect of each director and controller of the limited company. (one form for each person) 5...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib3.docx -
Date: 2020-06-24
... Page 1 of 3 Practice Note supplementing Standard and Practice 5.4 of the Code of Conduct for Licensed Insurance Brokers in relation to Client Agreements which a Licensed Insurance Broker Company enters into with a client for Linked Long Term Business A. Introduction 1. Standard and Practice 5.4(a...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Client_Agreement_ILAS.pdf -
Date: 2020-06-15
... Page 1 of 3 Practice Note supplementing Standard and Practice 5.4 of the Code of Conduct for Licensed Insurance Brokers in relation to Client Agreements which a Licensed Insurance Broker Company enters into with a client for Linked Long Term Business A. Introduction 1. Standard and Practice 5.4(a...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Client_Agreement_ILAS.pdf -
Date: 2020-12-21
...: Ongoing Monitoring Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 5 – Ongoing Monitoring 5.1: Continuously monitor business relationship with a customer by: • Review from time to time CDD documents, data and information to ensure up-to-date...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2021-11-12
...: Ongoing Monitoring Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 5 – Ongoing Monitoring 5.1: Continuously monitor business relationship with a customer by: • Review from time to time CDD documents, data and information to ensure up-to-date...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2022-04-27
...: Ongoing Monitoring Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 5 – Ongoing Monitoring 5.1: Continuously monitor business relationship with a customer by: • Review from time to time CDD documents, data and information to ensure up-to-date...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2019-11-05