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⏭... CODE APPLIES 4 3. REGISTRATION REQUIREMENT 4 4. MANAGEMENT AND INTERNAL CONTROLS 4 5. TREAT YOUR CLIENT FAIRLY 6 6. KNOW YOUR CLIENT 9 7. INFORMATION FOR CLIENT 10 8. APPROPRIATENESS OF ADVICE 11 9. ILAS PRODUCT REPLACEMENT 13 10. INVESTMENT WITHIN ILAS PORTFOLO BOND PRODUCTS 13 11. KEEPING OF RECORDS...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
[DOCX]
form-iaib3.docx
... Applicant that is a partnership should also complete Form IA-IB1 in respect of each partner of the partnership. (one form for each person) 4. Applicant that is a limited company should also complete Form IA-IB1 in respect of each director and controller of the limited company. (one form for each person) 5...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib3.docx -
Date: 2022-01-06
[DOCX]
form-iaib3.docx
... Applicant that is a partnership should also complete Form IA-IB1 in respect of each partner of the partnership. (one form for each person) 4. Applicant that is a limited company should also complete Form IA-IB1 in respect of each director and controller of the limited company. (one form for each person) 5...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib3.docx -
Date: 2022-05-31
[DOCX]
form-iaib3.docx
... Applicant that is a partnership should also complete Form IA-IB1 in respect of each partner of the partnership. (one form for each person) 4. Applicant that is a limited company should also complete Form IA-IB1 in respect of each director and controller of the limited company. (one form for each person) 5...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib3.docx -
Date: 2020-06-24
[HTML]
Codes
... Codes Code of Conduct for Licensed Insurance Agents Code of Conduct for Licensed Insurance Brokers - Practice Note supplementing Standard and Practice 5.4 of in relation to Client...
https://www.ia.org.hk/english/legislative_framework/codes.html -
Date: 2020-06-01
... to the CPD Guideline, individual licensees can earn up to 5 CPD hours (in aggregate) for each Assessment Period through participation in E-learning Activities recognized as Type 1 or Type 7 Qualified CPD Activities. 1.2. E-learning Activities can only be recognized as Type 1 or Type 7 Qualified CPD...
https://www.ia.org.hk/english/legislative_framework/files/requirements_applicable_to_E-learning_Activities_eng.pdf -
Date: 2020-09-24
... to the CPD Guideline, individual licensees can earn up to 5 CPD hours (in aggregate) for each Assessment Period through participation in E-learning Activities recognized as Type 1 or Type 7 Qualified CPD Activities. 1.2. E-learning Activities can only be recognized as Type 1 or Type 7 Qualified CPD...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/RequirementsapplicabletoElearningActivities.pdf -
Date: 2020-06-24
... to the CPD Guideline, individual licensees can earn up to 5 CPD hours (in aggregate) for each Assessment Period through participation in E-learning Activities recognized as Type 1 or Type 7 Qualified CPD Activities. 1.2. E-learning Activities can only be recognized as Type 1 or Type 7 Qualified CPD...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/RequirementsapplicabletoElearningActivities_Brokers.pdf -
Date: 2020-06-24
... assets ................................................................................B1487 5. Professional indemnity insurance ............................................B1489 6. Client account .........................................................................B1491 7. Keeping of proper books...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Insurance_FinancialandOtherRequirementsforLicensedInsuranceBrokerCompanies_Rules.pdf -
Date: 2020-06-24
[PDF]
GL4.pdf
... and Proper” Persons.…..….. 5 4. Criteria for Individual Person ………………………..….. 6 5. Criteria for Body Corporate ……..…………………..…… 11 6. Commencement…………………………………………... 13 Summary of Prior Approval Requirements for Appointments of Certain Positions under the Insurance Ordinance (Cap. 41) Annex 1 1....
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL4.pdf -
Date: 2020-09-07