... Management today as enclosed (See Appendix I), which has duly taken into account comments from the industry. As GL21 sets out the objectives and requirements on enterprise risk management (“ERM”) and the Own Risk and Solvency Assessment; and provides the impetus for insurers to establish effective tools to...

... that they are already subject to the FATF’s call for countermeasures. Therefore, the FATF issued a statement on 4 March 2022 2 advising its members to refer to the list of high-risk jurisdictions subject to a call for action adopted in February 2020, namely Iran and the Democratic People’s Republic of...

...機構 名稱 Title of Activity 活動名稱 No. of CPD hours 持續專業 培訓時數 Validity Period 有效期 Contact 聯絡方法 Remarks 備註 IA-01- 2019001 IA Anti-Money Laundering and Counter- Terrorist Financing Seminar 2019 3 21 Oct 2019 28 Oct 2019 Mr Ansel Tam 3899 9994 -- Last updated on 6 Dec 2021 Continuing Professional Development...

... Common Types of Misconduct and the corresponding Starting Point of Disciplinary Action Guidelines on Disciplinary Actions (Effective on 1 July 2015) 紀律行動指引（於 2015 年 7 月 1 日起生效） Common types of misconduct 常見違規行為類別 Max. disciplinary action (period of term. of Reg.) 最高紀律行動（撤銷登記時間） In breach of 違反...

... regulatory framework. Section 90 of the Insurance Ordinance and the Codes of Conduct expressly require licensed insurance intermediaries to treat customers fairly. Guideline on the Corporate Governance of Authorized Insurers (Guideline 10) provides that “fair treatment of customers is an...

... information on your qualification including the relevant discipline, name and country of institution and/or exemption.) Qualification Exemption ☐ Please tick this box if the proposed RO is exempted from the criteria under paragraph 5.5 of the Guideline on “Fit and Proper” Criteria for Licensed Insurance...

... information on your qualification including the relevant discipline, name and country of institution and/or exemption.) Qualification Exemption ☐ Please tick this box if the proposed RO is exempted from the criteria under paragraph 5.5 of the Guideline on “Fit and Proper” Criteria for Licensed Insurance...

... information on your qualification including the relevant discipline, name and country of institution and/or exemption.) Qualification Exemption ☐ Please tick this box if the proposed RO is exempted from the criteria under paragraph 5.5 of the Guideline on “Fit and Proper” Criteria for Licensed Insurance...

... information on your qualification including the relevant discipline, name and country of institution and/or exemption.) Qualification Exemption ☐ Please tick this box if the proposed RO is exempted from the criteria under paragraph 5.5 of the Guideline on “Fit and Proper” Criteria for Licensed Insurance...

... information on your qualification including the relevant discipline, name and country of institution and/or exemption.) Qualification Exemption ☐ Please tick this box if the proposed RO is exempted from the criteria under paragraph 5.5 of the Guideline on “Fit and Proper” Criteria for Licensed Insurance...