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GL3A_Eng.pdf
... insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated activities in respect of long term business) Insurance Authority Contents Page 1. Introduction ……………………………………………… 1 2. Considerations in Exercising the Insurance Authority’s Power to Impose Pecuniary...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2021-09-13
[PDF]
GL3A_Eng.pdf
... insurance agents, licensed insurance agencies and licensed insurance broker companies carrying on regulated activities in respect of long term business) Insurance Authority Contents Page 1. Introduction ……………………………………………… 1 2. Considerations in Exercising the Insurance Authority’s Power to Impose Pecuniary...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2019-12-27
[PDF]
GL3A_Appendix_B.pdf
... GL3A 指引 3A 有關打擊洗錢及恐怖分子資金籌集 行使施加罰款權力指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 目錄 頁數 1. 引言 1 2. 保險業監管局行使施加罰款權力時的考慮因素 1 3. 生效日期 4 1 1. 引言 1.1. 保險業監管局 (“保監局”)根據《打擊洗錢及恐怖分子資金 籌集(金融機構)條例》 (第 615 章 )(“條例” )第 23(1)條發出 本指引。根據條例第 21 條，如果經營長期業務或就長期業 務提供意見的獲授權保險人、獲委任保險代理人及獲授權保 險經紀 (“保險機構...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_B.pdf -
Date: 2019-02-01
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_Cooling_off_Period_Initiative_v1_1_7_1996_20190823.pdf -
Date: 2019-12-20
... KM_C554e-20170901104020 ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_IARB_Circular_Recognized_edu_proof_v1_25_1_2000_20190823.pdf -
Date: 2019-12-20
[PDF]
20180605_STR.pdf
... Ppt0000091 [唯讀] Joint Financial Intelligence Unit Crystal MAK Detective Senior Inspector of Police, JFIU Suspicious Transaction Reports (STRs) 1©Hong Kong Police Force香港警務處版權所有 Joint Financial Intelligence Unit Important Notice All rights, including copyright, in this PowerPoint file are owned and...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_STR.pdf -
Date: 2021-11-12
[PDF]
20180605_STR.pdf
... Ppt0000091 [唯讀] Joint Financial Intelligence Unit Crystal MAK Detective Senior Inspector of Police, JFIU Suspicious Transaction Reports (STRs) 1©Hong Kong Police Force香港警務處版權所有 Joint Financial Intelligence Unit Important Notice All rights, including copyright, in this PowerPoint file are owned and...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_STR.pdf -
Date: 2022-04-27
[PDF]
20180605_STR.pdf
... Ppt0000091 [唯讀] Joint Financial Intelligence Unit Crystal MAK Detective Senior Inspector of Police, JFIU Suspicious Transaction Reports (STRs) 1©Hong Kong Police Force香港警務處版權所有 Joint Financial Intelligence Unit Important Notice All rights, including copyright, in this PowerPoint file are owned and...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_STR.pdf -
Date: 2019-11-05
... effect no later than 1 January 2015. To ensure consistent practices adopted for needs analysis between ILAS and non-ILAS products, as well as to ease the administration burden of LIMs, the Financial Needs Analysis (“FNA”) in the Updated Requirements will now extend its application to the non-ILAS...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_Initiative_on_FNA_v4_20190823.pdf -
Date: 2019-12-20