... the MA before the IA presents a petition for a person to be declared bankrupt under section 76 of - 10 - the IO, if the person is a person who is employed by an AI or appointed as an agent by an AI. 51. In respect of an application for exemption from any provision of Part X under section 79 of the IO...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2021-11-01
... the MA before the IA presents a petition for a person to be declared bankrupt under section 76 of - 10 - the IO, if the person is a person who is employed by an AI or appointed as an agent by an AI. 51. In respect of an application for exemption from any provision of Part X under section 79 of the IO...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2021-09-01
... the MA before the IA presents a petition for a person to be declared bankrupt under section 76 of - 10 - the IO, if the person is a person who is employed by an AI or appointed as an agent by an AI. 51. In respect of an application for exemption from any provision of Part X under section 79 of the IO...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf -
Date: 2020-06-19
... potential policyholders stood a 1 in 10 chance of dealing with an Individual Licensee who had failed in satisfying this most basic of requirements. In no way was this an acceptable state of affairs. Something needed to be done and since appointing principals bear a significant responsibility for...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_08_01.html -
Date: 2024-01-12
... Product Selection 6. Members should put in place appropriate procedures to select from the market and present to clients suitable and adequate options that are available to meet their specific needs and financial circumstances. 7. Members should be both provider and product neutral in the selection...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN12_on_Product_Recommend_for_LT_v2_13_10_2015_eg19.pdf -
Date: 2019-12-20
...,498 10,117,071 美商大都會人壽 Metropolitan Life 31-12-17 57,725 6,649,763 275,766 - 2,732,684 Old Mutual International Old Mutual International 31-12-17 - - - - - Old Mutual Life Old Mutual Life 31-12-17 - - - - - 太平洋人壽 Pacific Life 31-12-17 5,902 7,410,618 31,474 - 121,625 PLL PLL 31-12-17 35 36,756 104 - 2...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L8_2017.pdf -
Date: 2019-08-19
... IA reserves the right to review and update these Interpretation Notes from time to time. Unless otherwise specified, words and expressions in these Interpretation Notes shall have the same meanings as given to them in the Guideline. Section 6 – Detailed Requirements for the FNA Exempted products Q1...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes_to_GL30..pdf -
Date: 2020-09-24
... IA reserves the right to review and update these Interpretation Notes from time to time. Unless otherwise specified, words and expressions in these Interpretation Notes shall have the same meanings as given to them in the Guideline. Section 6 – Detailed Requirements for the FNA Exempted products Q1...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL30..pdf -
Date: 2020-12-21
... companies associated with the Members. 5. The regulatory concern of the General Committee relates to the basic regulation as prescribed for the company names, i.e. these Other Names should not be likely to deceive, mislead or confuse. 6. This Guidance Note is issued to guide Members in developing...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN13_GN_on_Using_Business_Names_v1_17_09_2015_eg19.pdf -
Date: 2019-12-20