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20180605_ppt_part1.pdf
... of large quantity of CBNIs into or out of HK (R32 Ordinance) ML Vulnerability ML Vulnerability Medium 10© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 TF Risk TF Risk Medium Low TF Threat Medium Low TF Vulnerability Medium Low 11© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 TF Threat “Moderate” level of...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part1.pdf -
Date: 2021-11-12
[PDF]
ppt20151109-02.pdf
... commercial decisions 10 10 11 Politically Exposed Persons (“PEPs”) Terrorists/Sanctioned designations PEPs Published in the Gazette Not published in the Gazette Maintain a database and conduct ongoing screening against its client base (6.20 & 6.22) Establish and maintain effective procedures for determining...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2021-11-12
[PDF]
20180605_ppt_part1.pdf
... of large quantity of CBNIs into or out of HK (R32 Ordinance) ML Vulnerability ML Vulnerability Medium 10© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 TF Risk TF Risk Medium Low TF Threat Medium Low TF Vulnerability Medium Low 11© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 TF Threat “Moderate” level of...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part1.pdf -
Date: 2022-04-27
[PDF]
ppt20151109-02.pdf
... commercial decisions 10 10 11 Politically Exposed Persons (“PEPs”) Terrorists/Sanctioned designations PEPs Published in the Gazette Not published in the Gazette Maintain a database and conduct ongoing screening against its client base (6.20 & 6.22) Establish and maintain effective procedures for determining...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2022-04-27
[PDF]
20180605_ppt_part1.pdf
... of large quantity of CBNIs into or out of HK (R32 Ordinance) ML Vulnerability ML Vulnerability Medium 10© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 TF Risk TF Risk Medium Low TF Threat Medium Low TF Vulnerability Medium Low 11© HONG KONG POLICE FORCE 香 港 警 務 處 版 權 所 有 TF Threat “Moderate” level of...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part1.pdf -
Date: 2019-11-05
[PDF]
ppt20151109-02.pdf
... commercial decisions 10 10 11 Politically Exposed Persons (“PEPs”) Terrorists/Sanctioned designations PEPs Published in the Gazette Not published in the Gazette Maintain a database and conduct ongoing screening against its client base (6.20 & 6.22) Establish and maintain effective procedures for determining...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf -
Date: 2019-11-05
... Conclusion and Next Steps 10 Schedule 1 – Revised Guideline on Exercising Power to Impose Pecuniary Penalty In Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41) Annex 1 – List of Respondents 1 Introduction Background 1. The Insurance Authority (“IA”) will take over the regulation of...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-03
... Conclusion and Next Steps 10 Schedule 1 – Revised Guideline on Exercising Power to Impose Pecuniary Penalty In Respect of Regulated Persons Under the Insurance Ordinance (Cap. 41) Annex 1 – List of Respondents 1 Introduction Background 1. The Insurance Authority (“IA”) will take over the regulation of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
[PDF]
Form_N1.pdf
...: Reasion for Termination 2: Yes 3: Off No 3: Off Yes 4: Off No 4: Off 6: Off 7: Off 8: Off 9: Off 10: Off 11: Off 12: Off 13: Off 14: Off 15: Off 16: Off 17: Off 18: Off 19: Off 20: Off 21: Off 22: Off 23: Off 24: Off 25: Off 26: Off 27: Off 28: Off 29: Off Name 1: Insurance Intermediary Licence No 5...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf -
Date: 2022-01-06
[PDF]
Form_N1_Oct19.pdf
... No 4: Off 6: Off 7: Off 8: Off 9: Off 10: Off 11: Off 12: Off 13: Off 14: Off 15: Off 16: Off 17: Off 18: Off 19: Off 20: Off 21: Off 22: Off 23: Off 24: Off 25: Off 26: Off 27: Off 28: Off 29: Off Name 1: Insurance Intermediary Licence No 5: Effective Date of Termination 5: Reason for Termination 5...
https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf -
Date: 2022-01-06