Insurance Authority - Search Results

[PDF] cir_20190816.pdf

... to calculate the discount rates for each MA portfolio and to collect quantitative data and qualitative information. HKQIS2019_LongTe rm_MA_Template.xls x (2) QIS 3 MA Template (for reference) An unlocked version for reference. It is not for submission purpose. HKQIS2019_LongTe rm_MA_Template (for...

https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190816.pdf - Date: 2019-11-29

[PDF] 20180605_ppt_part1.pdf

... of large quantity of CBNIs into or out of HK (R32 Ordinance) ML Vulnerability ML Vulnerability Medium 10© HONG KONG POLICE FORCE 香港警務處版權所有 TF Risk TF Risk Medium Low TF Threat Medium Low TF Vulnerability Medium Low 11© HONG KONG POLICE FORCE 香港警務處版權所有 TF Threat  “Moderate” level of...

https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part1.pdf - Date: 2021-11-12

[PDF] ppt20151109-02.pdf

... commercial decisions 10 10 11 Politically Exposed Persons (“PEPs”) Terrorists/Sanctioned designations PEPs Published in the Gazette Not published in the Gazette Maintain a database and conduct ongoing screening against its client base (6.20 & 6.22) Establish and maintain effective procedures for determining...

https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf - Date: 2021-11-12

[PDF] 20180605_ppt_part1.pdf

... of large quantity of CBNIs into or out of HK (R32 Ordinance) ML Vulnerability ML Vulnerability Medium 10© HONG KONG POLICE FORCE 香港警務處版權所有 TF Risk TF Risk Medium Low TF Threat Medium Low TF Vulnerability Medium Low 11© HONG KONG POLICE FORCE 香港警務處版權所有 TF Threat  “Moderate” level of...

https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part1.pdf - Date: 2022-04-27

[PDF] ppt20151109-02.pdf

... commercial decisions 10 10 11 Politically Exposed Persons (“PEPs”) Terrorists/Sanctioned designations PEPs Published in the Gazette Not published in the Gazette Maintain a database and conduct ongoing screening against its client base (6.20 & 6.22) Establish and maintain effective procedures for determining...

https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf - Date: 2022-04-27

[PDF] 20180605_ppt_part1.pdf

... of large quantity of CBNIs into or out of HK (R32 Ordinance) ML Vulnerability ML Vulnerability Medium 10© HONG KONG POLICE FORCE 香港警務處版權所有 TF Risk TF Risk Medium Low TF Threat Medium Low TF Vulnerability Medium Low 11© HONG KONG POLICE FORCE 香港警務處版權所有 TF Threat  “Moderate” level of...

https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt_part1.pdf - Date: 2019-11-05

[PDF] ppt20151109-02.pdf

... commercial decisions 10 10 11 Politically Exposed Persons (“PEPs”) Terrorists/Sanctioned designations PEPs Published in the Gazette Not published in the Gazette Maintain a database and conduct ongoing screening against its client base (6.20 & 6.22) Establish and maintain effective procedures for determining...

https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-02.pdf - Date: 2019-11-05

[PDF] Form_N1.pdf

...: Reasion for Termination 2: Yes 3: Off No 3: Off Yes 4: Off No 4: Off 6: Off 7: Off 8: Off 9: Off 10: Off 11: Off 12: Off 13: Off 14: Off 15: Off 16: Off 17: Off 18: Off 19: Off 20: Off 21: Off 22: Off 23: Off 24: Off 25: Off 26: Off 27: Off 28: Off 29: Off Name 1: Insurance Intermediary Licence No 5...

https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf - Date: 2022-01-06

[PDF] Form_N1_Oct19.pdf

... No 4: Off 6: Off 7: Off 8: Off 9: Off 10: Off 11: Off 12: Off 13: Off 14: Off 15: Off 16: Off 17: Off 18: Off 19: Off 20: Off 21: Off 22: Off 23: Off 24: Off 25: Off 26: Off 27: Off 28: Off 29: Off Name 1: Insurance Intermediary Licence No 5: Effective Date of Termination 5: Reason for Termination 5...

https://www.ia.org.hk/english/infocenter/forms/files/Form_N1_Oct19.pdf - Date: 2022-01-06

[PDF] Form_N1.pdf

...: Reasion for Termination 2: Yes 3: Off No 3: Off Yes 4: Off No 4: Off 6: Off 7: Off 8: Off 9: Off 10: Off 11: Off 12: Off 13: Off 14: Off 15: Off 16: Off 17: Off 18: Off 19: Off 20: Off 21: Off 22: Off 23: Off 24: Off 25: Off 26: Off 27: Off 28: Off 29: Off Name 1: Insurance Intermediary Licence No 5...

https://www.ia.org.hk/english/infocenter/forms/files/Form_N1.pdf - Date: 2022-05-31