... guidelines. In practice, in determining the likelihood that the regulated person may engage in the same or similar type of conduct in the future the IA might, for example, consider whether any compliance gaps or non-compliant behaviors identified have been rectified. 30. One respondent suggested the addition...

... guidelines. In practice, in determining the likelihood that the regulated person may engage in the same or similar type of conduct in the future the IA might, for example, consider whether any compliance gaps or non-compliant behaviors identified have been rectified. 30. One respondent suggested the addition...

... verification : 4.8.2 – 4.8.6 & 4.8.10 4.8.1 a. Full name b. DOB c. Nationality d. Identity document type and number e. Residential address (4.8.8) 20 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 4 Chapter 4 –– CDD on corporationsCDD on...

... verification : 4.8.2 – 4.8.6 & 4.8.10 4.8.1 a. Full name b. DOB c. Nationality d. Identity document type and number e. Residential address (4.8.8) 20 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 4 Chapter 4 –– CDD on corporationsCDD on...

... verification : 4.8.2 – 4.8.6 & 4.8.10 4.8.1 a. Full name b. DOB c. Nationality d. Identity document type and number e. Residential address (4.8.8) 20 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region Chapter 4 Chapter 4 –– CDD on corporationsCDD on...

... 1 30 October 2020 Our Ref: MC/ENF/CIR By email only To: Chief Executives of Authorized Insurers, Responsible Officers of licensed Insurance broker companies and licensed insurance agencies Dear Sirs, Formation of the Insurance Authority’s Disciplinary Panel Pool Publication of “Conduct in Focus...

... (2015) adopted under Chapter VII of the Charter of the United Nations. A. Individuals associated with ISIL (Da’esh) and Al-Qaida QDi.029 Name: 1: RI’AD RAED 2: MUHAMMAD HASAN 3: MUHAMMAD 4: HIJAZI Name (original script): يزاجح دمحم دئار نسحضایر دمحم Title: na Designation: na DOB: 30 Dec. 1968 POB...

... further relevant information depending on the type of insurance product. 10.5 On-going communication with policyholders should be maintained at least annually as an integral part of expectation management (e.g. projections for non-guaranteed benefits in anniversary statements). 10.6 Authorized insurers...

... Designated on 30 January 2003. You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with the name identified in the above list. If such review reveals any suspicious accounts, transactions or dealings, you should promptly notify...

... item no. 30 on the list of entities associated with the Al-Qaida organization (List D). Meanwhile, the US Government has designated an additional name under the Executive Order. The information can be found in the website of the Office of Foreign Assets Control of the US Treasury...