... - 1 - Annual Reception of the Hong Kong Federation of Insurers 24 April 2017 Speech by Dr Moses Cheng, Chairman, Insurance Authority Chairman Ronnie, honoured guests, colleagues and friends, ladies and gentlemen, Good evening! 2. It gives me great pleasure to join you all this evening and I thank...

... Authority Contents Page 1. Introduction ……………………………………………… 1 2. Considerations in Exercising the Insurance Authority’s Power to Impose Pecuniary Penalty……………………… 1 3. Commencement…………………………………………... 4 1 1. Introduction 1.1. This Guideline is issued by the Insurance Authority (“IA”) pursuant to section 23(1...

... industry Key Areas for Improvement: (Long Term Insurers) 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process 5. Screening of PEPs, Terrorists and Sanction Designations 6. Ongoing Monitoring 7. Suspicious Transaction Reporting 8. Staff/ Insurance Agent Training...

... industry Key Areas for Improvement: (Long Term Insurers) 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process 5. Screening of PEPs, Terrorists and Sanction Designations 6. Ongoing Monitoring 7. Suspicious Transaction Reporting 8. Staff/ Insurance Agent Training...

... industry Key Areas for Improvement: (Long Term Insurers) 1. Senior Management Oversight 2. Compliance Functions 3. Customer Risk Assessment 4. CDD Process 5. Screening of PEPs, Terrorists and Sanction Designations 6. Ongoing Monitoring 7. Suspicious Transaction Reporting 8. Staff/ Insurance Agent Training...

... Compliance Issues Arising in the First Year of the Direct Regulatory Regime for Licensed Insurance Agencies Common Compliance Issues Arising in the First Year of the Direct Regulatory Regime for Licensed Broker Companies 2 December 2020 Extension...

.../account/preregister.action?from=archive http://www.chsi.com.cn/ 4. Receive a CHESICC verification report Sample 1: 中国高等教育学历认证报告 Sample 2: 中国中等教育学历认证报告 Notes on Application Procedures via CDGI General Information 1. The China Academic Degrees & Graduate Education Information (“CDGI”) (學位 網) website...

... 25,327 851 保泰人壽 Bowtie Life 31-12-19 - - - - - Canada Life Assurance Canada Life Assurance 31-12-19 - - - - - Canada Life Canada Life 31-12-19 - - - - - 中國人壽 China Life 31-12-19 18 2,397 1,545,139 2,066 1,021 太壽香港 TPLHK 31-12-19 17 3,643 4,202,969 3,900 557 安達人壽 Chubb Life 31-12-19 - - - - - 信諾環球...

... institution concerned from contravening a specified provision as defined by section 5(11) of the AMLO. It should also act as a general deterrent to other insurance institutions from contravening the same or similar specified provisions. 2.4. Although section 21(2)(c)(ii) of the AMLO states that one...