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Table-L16_2017.pdf
... Life Canada Life 31-12-17 - - - - 中國人壽 China Life 31-12-17 63,073 176 10,424,768 999,573 太壽香港 TPLHK 31-12-17 1,518 - 2,611,557 - 安達人壽 Chubb Life 31-12-17 14,902 64 458,314 59,797 信諾環球人壽 CIGNA Worldwide Life 31-12-17 3,683 - 57,015 8,596 Desjardins Financial Security Desjardins Financial Security...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L16_2017.pdf -
Date: 2019-08-19
... Consultation Conclusions on: (1) Draft Guideline on Fit and Proper Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) and (2) Draft Guideline on Continuing Professional Development for Licensed Insurance Intermediaries July 2019 Contents Executive Summary 1...
https://www.ia.org.hk/english/infocenter/files/Conclusions_Paper_Eng_final.pdf -
Date: 2019-09-03
[PDF]
20180605_ppt.pdf
... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”) Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt.pdf -
Date: 2021-11-12
... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2020-09-24
[PDF]
20180605_ppt.pdf
... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”) Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt.pdf -
Date: 2022-04-27
... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf -
Date: 2020-06-24
... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf -
Date: 2020-06-24
[PDF]
20180605_ppt.pdf
... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”) Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/20180605_ppt.pdf -
Date: 2019-11-05