...監管機構合作 並對其給予協助；以及 (l) 執行《保險業條例》或任何其他條 例向其施加或授予的職能。 組織架構 保監局由主席、非執行董事及執行董 事所組成的董事局領導，成員均由香 港特別行政區行政長官委任。 行政總監為執行董事，負責帶領保監 局的行政團隊，管理日常運作及協助 保監局執行其法定職能。 為有效執行不同範疇的工作及職能， 保監局設有五個部門，分別是長期業 務部、一般業務部、市場行為部、政 策及發展部以及機構事務部。每個部 門均由一位總監級人員領導。 (f) regulate the conduct of insurance intermediaries through a...

... licences (after duly registered with principals) - Individual insurance agents - Technical representatives (agent) - Technical representatives (broker) 1.2 Types of the IIC Accounts managed by the Principal IIC Account Type Available Functions Supervisor Account (Refer to Section 2)  Perform all functions...

... wording and terms adopted for the same type of insurance. In these notes, therefore, we shall present what may be considered a representative summary of the particular types of business. Insurance intermediaries should check specifically with the insurers regarding exact policy wording and available...

... wording and terms adopted for the same type of insurance. In these notes, therefore, we shall present what may be considered a representative summary of the particular types of business. Insurance intermediaries should check specifically with the insurers regarding exact policy wording and available...

... Administrative Region 24 Observation • Inadequate training to staff to maintain their AML/CFT knowledge and competence • Training records showing who have been trained, when the staff received training and the type of the training provided were not kept (Ref: Guideline paragraph 9.3 & 9.9) Office of the...

... influenced both by events affecting an individual mortgagor’s income as well as by general economic downturns. It is a type of insurance which in times of severe economic downturn could give rise to accumulated or catastrophic losses to an insurer. 2.3. In view of its long tail nature and the potential...

... Administrative Region 24 Observation • Inadequate training to staff to maintain their AML/CFT knowledge and competence • Training records showing who have been trained, when the staff received training and the type of the training provided were not kept (Ref: Guideline paragraph 9.3 & 9.9) Office of the...

...; Size and type of insurance business, and targeted users. While external customers serving as users of the trial can give live and real data for the initiative under trial, other types of users, e.g. selected group of staff of the authorized insurer may also serve the purpose of testing under the...

... Administrative Region 24 Observation • Inadequate training to staff to maintain their AML/CFT knowledge and competence • Training records showing who have been trained, when the staff received training and the type of the training provided were not kept (Ref: Guideline paragraph 9.3 & 9.9) Office of the...

... warning statement to safeguard the Member’s own interest. Identification 8. Common personal particulars should be recorded, and whenever necessary verified, for identification purpose. They should include but not limited to: full name, date of birth, nationality, identity document type and number...