...”) Government adopts a multi-agency approach in constructing its AML/CFT regime. A high-level Central Coordinating Committee on AML/CFT (“CCC”), chaired by the Financial Secretary, steers the formulation of policies and implementation of the AML/CFT regime. It comprises members from the relevant Government...

... insurance intermediaries on 23 September 2019, the Insurance Authority (“IA”) becomes responsible for licensing and regulation of insurance intermediaries in Hong Kong. New Regulatory Regime for Insurance Intermediaries Enhance professionalism of insurance intermediaries Enhance regulatory e�ciency Enhance...

... Intermediaries Qualifying Examination (IIQE) In view of the latest COVID-19 situation, the Vocational Training Council (VTC), being the appointed examination body for the IIQE, is providing limited services and there is a substantial decrease in its on-campus IIQE seating capacity. The VTC, however, is...

... GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF ANTI-MONEY GL3A GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF ANTI-MONEY LAUNDERING AND COUNTER- TERRORIST FINANCING (For authorized insurers and, reinsurers , appointed insurance agents and...

... insurance intermediaries on 23 September 2019, the Insurance Authority (“IA”) becomes responsible for licensing and regulation of insurance intermediaries in Hong Kong. New Regulatory Regime for Insurance Intermediaries Enhance professionalism of insurance intermediaries Enhance regulatory e�ciency Enhance...

... Frequently Asked Questions in relation to Anti-Money Laundering and Counter-Terrorist Financing 15 April 2019 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers carrying on long term business Dear Sirs, Frequently Asked Questions in relation to Anti-Money Laundering and...

... individual insurance agent, or a licensed technical representative (agent). Licensed insurance agency is a sole proprietor, partnership or company who is granted a licence under section 64U of the IO to carry on regulated activities in one or more lines of business, as an agent of any...

... External Relations Committee Audit Committee Codes and Guidelines Committee CEO Industry Advisory Committee on Long Term Business Industry Advisory Committee on General Business General Business Division Market Conduct Division Policy and Development Division Corporate Services Division Long Term Business...

... External Relations Committee Audit Committee Codes and Guidelines Committee CEO Industry Advisory Committee on Long Term Business Industry Advisory Committee on General Business General Business Division Market Conduct Division Policy and Development Division Corporate Services Division Long Term Business...