... on approval of an individual as an RO of a PI, and amend or revoke any such conditions imposed, pursuant to section 34X of the Ordinance. The MPFA will consult the FR, or the IR to be assigned as the FR of the PI, SI or RO, as the case may be, before imposing any such conditions, or amending or...

... on approval of an individual as an RO of a PI, and amend or revoke any such conditions imposed, pursuant to section 34X of the Ordinance. The MPFA will consult the FR, or the IR to be assigned as the FR of the PI, SI or RO, as the case may be, before imposing any such conditions, or amending or...

... on approval of an individual as an RO of a PI, and amend or revoke any such conditions imposed, pursuant to section 34X of the Ordinance. The MPFA will consult the FR, or the IR to be assigned as the FR of the PI, SI or RO, as the case may be, before imposing any such conditions, or amending or...

... on approval of an individual as an RO of a PI, and amend or revoke any such conditions imposed, pursuant to section 34X of the Ordinance. The MPFA will consult the FR, or the IR to be assigned as the FR of the PI, SI or RO, as the case may be, before imposing any such conditions, or amending or...

...=1&ie=UTF-8&sa=X 32 第1條 的定義作出界定，意思是指符合以下說明的業務、專業或 商業關係: (a) 延續一段時間是該關係的元素；或 (b) 在該人首次以該金融機構的準客戶身分接觸該機構 時，該機構期望延續一段時間是該關係的元素。 附表2 第1條 4.1.8 打擊洗錢條例對某人與金融機構之間的「非經常交易」一 詞的定義作出界定，意思是指金融機構與該機構沒有業務 關係的客戶之間的交易9。 附表2 第3（1）條 4.1.9 盡職審查規定適用於以下情況: (a) 在開始建立業務關係之時； (b) 在執行以下非經常交易之前10； (i) 非經常交易總值涉及相等於120,000元或以上的 款額...

... are targeted, but on the basis of factors other than the risk assessed. This can inadvertently lead to a 'tick box' approach with the focus on meeting regulatory needs rather than combating ML/TF. 11. Adopting a risk-based approach implies the adoption of a risk management process for dealing with ML...

... are targeted, but on the basis of factors other than the risk assessed. This can inadvertently lead to a 'tick box' approach with the focus on meeting regulatory needs rather than combating ML/TF. 11. Adopting a risk-based approach implies the adoption of a risk management process for dealing with ML...

... are targeted, but on the basis of factors other than the risk assessed. This can inadvertently lead to a 'tick box' approach with the focus on meeting regulatory needs rather than combating ML/TF. 11. Adopting a risk-based approach implies the adoption of a risk management process for dealing with ML...

... Capital (“RBC”) Regime which is targeted to be implemented in 2024. We received a total of 120 Own Risk and Solvency Assessment (“ORSA”) Reports prepared for the first time under the GL21. We consider that insurers generally made a good advancement in implementing their risk management governance and ORSA...

... bank selling insurance as an insurance agency is therefore required to be registered with the Insurance Agents Registration Board (“IARB”) of the Hong Kong Federation of Insurers. Part X of the Insurance Companies Ordinance provides the legal backing to this self-regulatory mechanism. Those bank staff...