Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... send your enquiries by email to [email protected]. Yours faithfully, Peter Gregoire Head of Market Conduct General Counsel Insurance Authority c.c. The Hong Kong Federation of Insurers Professional Insurance Brokers Association The Hong Kong Confederation of Insurance Brokers mailto:[email protected]...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/CPD_Circular_28012022_Eng.pdf -
Date: 2022-05-31
[PDF]
CEv2_20191108.pdf
... Mr Joseph Lee at 3899 9755 or Ms Stephanie Luk at 3899 9758. Yours faithfully, Dickson Chui Senior Manager Market Conduct Division Insurance Authority c.c. Chairman, The Hong Kong Federation of Insurers [aml_tec-6-45_CE_20191108/ih] https://www.fatf-gafi.org/publications/fatfgeneral/documents...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/CEv2_20191108.pdf -
Date: 2019-12-24
...(j) & 49(d) Guidance Note 指引（4）& Code of Practice for Life Insurance Replacement 《壽險轉保守則》 (7th) 78, 80(i), 80(k) & 58(g) 5. Failure to make reasonable effort to ensure the policy meets the needs of the policyholder 沒有盡力確保保單符合保單持有人的需要 3 years 三年 (6th) 73(d)/77(c)/77(e) & 49(d) (7th) 76(f)/80(d)/80(f...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_Guidelines_on_Disciplinary_Actions_v2_2_6_2015_20190823.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20170817.pdf
... Intelligence Unit. Should you have any enquiries on the above, please contact Mr Edward Li at 2153 2754 or Ms Christy Wong at 2153 2751. Yours faithfully, Dickson Chui Senior Manager Market Conduct Division Insurance Authority Encl. c.c. Chairman, The Hong Kong Federation of Insurers [aml_tec-6-45_CE_20170817...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170817.pdf -
Date: 2018-01-15
... governmental organisations and relevant institutions to continue arranging suitable training and activities on racial equality and inclusion for staff. C. Public Enquiries / Complaints General Enquiries – Tel: (852) 3899 9983 Fax: (852) 3899 9993 Email: [email protected] Complaints – Market Conduct Division...
https://www.ia.org.hk/english/aboutus/files/ia_em_checklist-e-fair.pdf -
Date: 2021-11-01
... staf. C. Pertanyaan/ Pengaduan Umum Pertanyaan Umum Tel: (852) 3899 9983 Fax: (852) 3899 9993 Email: [email protected] Pengaduan Divisi Perilaku Pasar Email: [email protected] Otoritas Asuransi Mei 2020 mailto:[email protected] mailto:[email protected] ...
https://www.ia.org.hk/english/aboutus/files/IA_EM_checklist-e-fair_Bahasa_Indonesia.pdf -
Date: 2021-11-01
[PDF]
cir_aml_20170707_2.pdf
... light of technological development in the methods used by financial institutions for obtaining information relating to customers; and (c) removing a sunset clause in the AMLO so that financial institutions will have the flexibility to rely on solicitors, accountants, TCSP licensees as well as other...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20170707_2.pdf -
Date: 2018-01-15