... the convergence of the financial services and the globalization of insurance business, it is essential for financial regulators to have enhanced cooperation and information sharing in order to improve their effectiveness in administering and enforcing the insurance laws of their respective...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/pr150302.pdf -
Date: 2020-06-19
... GL32 Module C Interpretation Notes Interpretation Notes for Module C of the Guideline on Group Supervision (“GL32”) Contents Introduction ........................................................................................................... 2 Example 1: Supervised group member holds shares in...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL32_Module_C_Interpretation_Notes.pdf -
Date: 2022-05-31
... 4th Issue March 2022 Insurance Authority CONDUCT IN FOCUS Conduct in Focus P.1 Conduct in Focus Conduct in Focus is a periodical publication which presents statistics and commentary on the complaints received by the Insurance Authority (“IA”) and examines topical regulatory issues regarding...
https://www.ia.org.hk/english/infocenter/files/Conduct_in_Focus_Mar_issue_EN.pdf -
Date: 2022-05-24
... Requirements 3.1 ERM for solvency purposes is the coordination of risk management, strategic planning, capital adequacy and financial efficiency in order to enhance the soundness of the authorized insurer’s operation and ensure adequate protection of policy holders. An authorized insurer should establish an...
https://www.ia.org.hk/english/legislative_framework/files/GL21.pdf -
Date: 2020-09-24
... Requirements 3.1 ERM for solvency purposes is the coordination of risk management, strategic planning, capital adequacy and financial efficiency in order to enhance the soundness of the authorized insurer’s operation and ensure adequate protection of policy holders. An authorized insurer should establish an...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf -
Date: 2019-11-29
... Draft Guideline on Enterprise Risk Management ANNEX DRAFT FOR CONSULTATION PURPOSES ONLY GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4....
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Revised_Draft_Guideline_on_Enterprise_Risk_Management.pdf -
Date: 2019-11-29
... PIBA Code of Conduct Professional Insurance Brokers Association CODE OF CONDUCT FOR INSURANCE BROKERS CONDUCTING INVESTMENT LINKED BUSINESS 1 March 2014 1 TABLE OF CONTENTS Section _____________________Title______________________ Page 1. INTERPRETATION AND APPLICATION 2 2. PERSONS TO WHICH THIS...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_PIBA_CoC_Inv._Linked_Busi._v2_20_12_2013_eg19.pdf -
Date: 2019-12-20
... Note Internal Rate of Return (IRR) The result of QDAP available options is sorted in descending order determined by the primary parameter of the maximum percentage of guaranteed IRR is based upon information provided by the relevant insurers without independent...
https://www.ia.org.hk/english/qualifying_deferred_annuity_policy/qdap_all.html -
Date: 2023-02-23
... mou-bafin MEMORANDUM OF UNDERSTANDING BETWEEN THE FEDERAL FINANCIAL SUPERVISORY AUTHORITY (BaFin), GERMANY AND THE INSURANCE AUTHORITY OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION OF THE PEOPLE’S REPUBLIC OF CHINA October 2008 1 MEMORANDUM OF UNDERSTANDING ON MUTUAL ASSISTANCE AND THE EXCHANGE...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-bafin.pdf -
Date: 2020-09-28
... mou-cob MEMORANDUM OF UNDERSTANDING BETWEEN THE CENTRAL BANK OF IRELAND AND THE INSURANCE AUTHORITY OF THE HONG KONG SPECIAL ADMINISTRATIVE REGION OF THE PEOPLE’S REPUBLIC OF CHINA 1 MEMORANDUM OF UNDERSTANDING ON MUTUAL ASSISTANCE AND THE EXCHANGE OF INFORMATION BETWEEN THE CENTRAL BANK OF...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-cbi.pdf -
Date: 2020-09-28