... Ordinance (Cap. 41) (“the Ordinance”). Under the Ordinance, the Insurance Authority (“IA”) has the primary function to regulate and supervise the insurance industry for the promotion of the general stability of the insurance industry and for the protection of existing and potential policy holders. 1.2....
https://www.ia.org.hk/english/legislative_framework/files/GL7.pdf -
Date: 2020-09-24
... Please complete all items in BLOCK LETTERS. All amendments must be signed by Authorized Person and original signed copy should be submitted. † Please tick the appropriate box. Version: December 2020 1 Form N4 I. Particulars of Licensed Insurance Intermediary Insurance Intermediary Licence No. Name in...
https://www.ia.org.hk/english/infocenter/forms/files/N4_Eng_Dec_2020.pdf -
Date: 2022-01-06
... Please complete all items in BLOCK LETTERS. All amendments must be signed by Authorized Person and original signed copy should be submitted. † Please tick the appropriate box. Version: December 2020 1 Form N4 I. Particulars of Licensed Insurance Intermediary Insurance Intermediary Licence No. Name in...
https://www.ia.org.hk/english/infocenter/forms/files/N4_Eng_Dec_2020.pdf -
Date: 2022-05-31
... leaflet_中介人_eng Understanding the role of insurance intermediaries and policy holders’ interests Insurance intermediaries serve on the frontline of the industry, connecting policy holders and insurance companies. They are engaged mainly in selling insurance products, providing information and...
https://www.ia.org.hk/english/infocenter/files/New_Regime_English.pdf -
Date: 2020-06-23
... the insurance industry at large, provisions in its Section 7 (Suitability Assessment) and Section 8 (Advice to Client) are of relevance to the business conduct of insurance brokers. This CIB Guidance Note is issued to reflect the additional requirements arising therefrom on the product recommendation...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN12_on_Product_Recommend_Includ_LLT_v1_18_12_2014_eg19.pdf -
Date: 2019-12-20
... Appendix A GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority June 2017March 2018 Contents Page Chapter 1...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_A.PDF -
Date: 2019-02-01
... Hong Kong's Regulatory Regime on AML/CFT Hong Kong’s Regulatory Regime on Anti-Money Laundering and Counter Terrorist-Financing Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 2 International AML Standards Financial Action Task Force (“FATF...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-01.pdf -
Date: 2021-11-12
... Hong Kong's Regulatory Regime on AML/CFT Hong Kong’s Regulatory Regime on Anti-Money Laundering and Counter Terrorist-Financing Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 2 International AML Standards Financial Action Task Force (“FATF...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-01.pdf -
Date: 2022-04-27
... Insurance Authority publishes its Annual Report 2021-22 11 January 2023 The Insurance Authority (IA) today (11 January 2023) published its Annual Report 2021-22 bearing the title of “Spearheading Balanced Development and Sustainable Growth&rdquo...
https://www.ia.org.hk/english/infocenter/press_releases/20230111.html -
Date: 2023-01-11
... Hong Kong's Regulatory Regime on AML/CFT Hong Kong’s Regulatory Regime on Anti-Money Laundering and Counter Terrorist-Financing Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 2 2 International AML Standards Financial Action Task Force (“FATF...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/ppt20151109-01.pdf -
Date: 2019-11-05