... ....................................................... 15 Chapter 4 Customer due diligence ................................................... 19 Chapter 5 Ongoing monitoring ........................................................ 65 Chapter 6 Financial sanctions and terrorist financing ..................... 68 Chapter 7 Suspicious transaction reports...

... Representatives of Life Insurance Members (“LIMs”) selling Investment Linked Assurance Scheme (“ILAS”) Products cc : Ms Carol Hui, Assistant Commissioner of Insurance From : Stuart Fraser, Chairman, Life Insurance Council (“LIC”) Date : 8 December 2014 Subject : Updated Requirements Relating to the Sale of...

... for your reference. Please note that under section 8 of the UNATMO, a person must not (a) except under the authority of a licence granted by the Secretary for Security, make any property or financial (or related) services available, by any means, directly or indirectly, to or for the benefit of a...

... reference. Please note that under section 8 of the UNATMO, a person must not (a) except under the authority of a licence granted by the Secretary for Security, make any property or financial (or related) services available, by any means, directly or indirectly, to or for the benefit of a person knowing that...

... PIBA – GN 1 Professional Insurance Brokers Association GUIDANCE NOTE ON CONDUCTING INVESTMENT LINKED BUSINESS 1 JANUARY 2015 1 1. Introduction 1.1 On 30 July 2014, Office of the Commissioner of Insurance (“OCI”) issued Guidance Note on Underwriting Class C Business (GN 15) which sets out the...

... title, and number of staff under his/her supervision); 5. Supplemental Form – Information on Director/Controller (Individual) (Form S5) (if applicable); 6. Supplemental Form – Information on Director/Controller (Body Corporate) (Form S6) (if applicable); 7. Copy of Business Registration Certificate; 8...

... title, and number of staff under his/her supervision); 5. Supplemental Form – Information on Director/Controller (Individual) (Form S5) (if applicable); 6. Supplemental Form – Information on Director/Controller (Body Corporate) (Form S6) (if applicable); 7. Copy of Business Registration Certificate; 8...

... title, and number of staff under his/her supervision); 5. Supplemental Form – Information on Director/Controller (Individual) (Form S5) (if applicable); 6. Supplemental Form – Information on Director/Controller (Body Corporate) (Form S6) (if applicable); 7. Copy of Business Registration Certificate; 8...

... Solodkiy: “Today’s consumers want to be able to get educated, get a quote and buy a policy from the comfort of their home or car via smartphone in less than 15 minutes. Just as fintech is transforming the banking world, ‘insurtech’ has set its sights on the insurance industry.” While we are witnessing how...