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Financial_needs.pdf
... follow the FNA requirements as if the rider or top-up is a new life insurance policy. 5 (a) the policy is: (i) a non-participating endowment product with guaranteed payment of not less than the total premium paid upon maturity; or (ii) a universal life product providing a surrender value which is not...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Financial_needs.pdf -
Date: 2020-06-24
[PDF]
GL30.pdf
... follow the FNA requirements as if the rider or top-up is a new life insurance policy. 5 (a) the policy is: (i) a non-participating endowment product with guaranteed payment of not less than the total premium paid upon maturity; or (ii) a universal life product providing a surrender value which is not...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL30.pdf -
Date: 2019-11-29
... compulsory CPD hours on “Ethics or Regulation”. 2 The total number of CPD hours required for an individual licensee granted a licence by the IA in August 2021 is 12 CPD hours, 3 of which must be related to “Ethics or Regulations”. Please refer to table 1 in Annex 2 to GL24: Granted a TRB licence by the IA on...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_eng.pdf -
Date: 2021-12-10
... compulsory CPD hours on “Ethics or Regulation”. 2 The total number of CPD hours required for an individual licensee granted a licence by the IA in August 2021 is 12 CPD hours, 3 of which must be related to “Ethics or Regulations”. Please refer to table 1 in Annex 2 to GL24: Granted a TRB licence by the IA on...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_eng.pdf -
Date: 2021-09-09
... paid-up share capital and net assets from $100,000 to $500,000 would cause an existing broker company with capital and net assets of $100,000 only to inject additional funds of $800,000 (additional capital of $400,000 + additional net assets of $400,000) in total. In addition, a question about the means...
https://www.ia.org.hk/english/infocenter/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... paid-up share capital and net assets from $100,000 to $500,000 would cause an existing broker company with capital and net assets of $100,000 only to inject additional funds of $800,000 (additional capital of $400,000 + additional net assets of $400,000) in total. In addition, a question about the means...
https://www.ia.org.hk/english/infocenter/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-03
... paid-up share capital and net assets from $100,000 to $500,000 would cause an existing broker company with capital and net assets of $100,000 only to inject additional funds of $800,000 (additional capital of $400,000 + additional net assets of $400,000) in total. In addition, a question about the means...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
... paid-up share capital and net assets from $100,000 to $500,000 would cause an existing broker company with capital and net assets of $100,000 only to inject additional funds of $800,000 (additional capital of $400,000 + additional net assets of $400,000) in total. In addition, a question about the means...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/final_Broker_Rules_Conclusions_Eng.pdf -
Date: 2019-09-10
...% Claims 18% Conduct 28% Business or Operations 21% Services 15% Insurance Intermediary against Insurer 1% Others 1% Total: 1304 Representation of Information 17% Claims 17% Conduct 27% Business or Operations 19% Services 16% Insurance Intermediary against Insurer 3% Others 1% Total: 1434 Complaint...
https://www.ia.org.hk/english/infocenter/files/Conduct_in_Focus_Mar_issue_EN.pdf -
Date: 2022-05-24