Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...
https://www.ia.org.hk/english/legislative_framework/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf -
Date: 2020-06-01
... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf -
Date: 2020-06-24
[PDF]
GL6.pdf
... Guidance Note on Reserving of Mortgage Guarantee Insurance GL6 GUIDELINE ON RESERVING FOR MORTGAGE GUARANTEE BUSINESS Insurance Authority Contents Page 1. Introduction ……………………………………………… 1 2. Mortgage Guarantee Business…………………………… 1 3. Application of this Guideline………………….…………. 1 4. Adequacy of...
https://www.ia.org.hk/english/legislative_framework/files/GL6.pdf -
Date: 2020-09-24
... Consultation Conclusions on: (1) Draft Guideline on Fit and Proper Criteria for Licensed Insurance Intermediaries under the Insurance Ordinance (Cap. 41) and (2) Draft Guideline on Continuing Professional Development for Licensed Insurance Intermediaries July 2019 Contents Executive Summary 1...
https://www.ia.org.hk/english/infocenter/files/Conclusions_Paper_Eng_final.pdf -
Date: 2019-09-03
... following initiatives which can be downloaded from the HKFI website: Initiative on FNA (effective on 1 January 2016) http://www.hkfi.org.hk/pdf/en/download/Initiative%20on%20Financial%20Needs%20Analysis _1Jan16.pdf Updated Requirements Relating to the Sale of ILAS to Enhance Customer Protection (effective...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_HKFI_Initiative_on_FNA_v5_14_7_2015_20190823.pdf -
Date: 2019-12-20
[PDF]
GL3A_Appendix_A.pdf
... Authority Contents Page 1. Introduction ……………………………………………… 1 2. Considerations in Exercising the Insurance Authority’s Power to Impose Pecuniary Penalty……………………… 1 3. Commencement…………………………………………... 4 1 1. Introduction 1.1. This Guideline is issued by the Insurance Authority (“IA”) pursuant to section 23(1...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_A.pdf -
Date: 2019-02-01
... PowerPoint Presentation v Simon Lam Executive Director, General Business 26th November 2020 Sustainable Growth in General Insurance with Actuary Agenda Agenda Regulatory Updates What’s Next? 4 Roles of Non-Life Actuaries 3 2 Polling Questions 1 3 Polling Questions Do you think actuary has a key...
https://www.ia.org.hk/english/infocenter/files/Presentation_Hong_Kong_Actuarial_Summit.pdf -
Date: 2021-12-09
... PowerPoint Presentation v Simon Lam Executive Director, General Business 26th November 2020 Sustainable Growth in General Insurance with Actuary Agenda Agenda Regulatory Updates What’s Next? 4 Roles of Non-Life Actuaries 3 2 Polling Questions 1 3 Polling Questions Do you think actuary has a key...
https://www.ia.org.hk/english/infocenter/files/Presentation_Hong_Kong_Actuarial_Summit.pdf -
Date: 2021-09-08
[HTML]
Transitional Arrangement
... insurance intermediaries from the Self-Regulatory Organizations (“SROs”), onwards all complaint and non-compliance cases unresolved by the SROs will be handled by the IA by reference to the applicable rule [1] (such as the codes, guidance notes and guidelines issued by the SROs) that...
https://www.ia.org.hk/english/enforcement/transitional_arrangement/index.html -
Date: 2019-09-22
... are: 1 Apr to 31 May (for Relevant Period 1 Oct to 31 Mar); and 1 Oct to 30 Nov (for Relevant Period 1 Apr to 30 Sep) For insurers of Composite Business, it is recommended to file General Business and Long Term Business separately into...
https://www.ia.org.hk/english/portal_for_insurers/lisa/important_notes_before_you_proceed.html -
Date: 2024-01-18