...: Yes # No # Please attach a copy of the documentary evidence. C. Education (Please state in chronological order.) Period Secondary School, Certificate/Diploma/ (Month/Year) College, University Class Attended Degree Attained From To D. Working Experience (Please state full employment record to date in...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib5.docx -
Date: 2022-01-06
... documentary evidence. C. Education (Please state in chronological order.) Period Secondary School, Certificate/Diploma/ (Month/Year) College, University Class Attended Degree Attained From To 4 D. Working Experience (Please state full employment record to date in chronological order.) Name and Address Period...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib5.pdf -
Date: 2022-01-06
...: Yes # No # Please attach a copy of the documentary evidence. C. Education (Please state in chronological order.) Period Secondary School, Certificate/Diploma/ (Month/Year) College, University Class Attended Degree Attained From To D. Working Experience (Please state full employment record to date in...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib5.docx -
Date: 2022-05-31
... documentary evidence. C. Education (Please state in chronological order.) Period Secondary School, Certificate/Diploma/ (Month/Year) College, University Class Attended Degree Attained From To 4 D. Working Experience (Please state full employment record to date in chronological order.) Name and Address Period...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib5.pdf -
Date: 2022-05-31
... hours on “Ethics or Regulations” (if any), that you are required to have earned (but not yet earned) during the CPD Assessment Period in order to be CPD-compliant. https://www.ia.org.hk/en/legislative_framework/files/GL24.pdf IA CPD Declaration Form Page 2 of 6 D. SHORTFALL OF CPD HOURS (IF ANY) If you...
https://www.ia.org.hk/english/infocenter/forms/files/IA_CPD_Declaration_Form_Eng_2021_22.pdf -
Date: 2022-05-31
... hours on “Ethics or Regulations” (if any), that you are required to have earned (but not yet earned) during the CPD Assessment Period in order to be CPD-compliant. https://www.ia.org.hk/en/legislative_framework/files/GL24.pdf IA CPD Declaration Form Page 2 of 6 D. SHORTFALL OF CPD HOURS (IF ANY) If you...
https://www.ia.org.hk/english/infocenter/forms/files/IA_CPD_Declaration_Form_Eng_2021_22.pdf -
Date: 2022-05-31
...: Yes # No # Please attach a copy of the documentary evidence. C. Education (Please state in chronological order.) Period Secondary School, Certificate/Diploma/ (Month/Year) College, University Class Attended Degree Attained From To D. Working Experience (Please state full employment record to date in...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib5.docx -
Date: 2020-06-24
... documentary evidence. C. Education (Please state in chronological order.) Period Secondary School, Certificate/Diploma/ (Month/Year) College, University Class Attended Degree Attained From To 4 D. Working Experience (Please state full employment record to date in chronological order.) Name and Address Period...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib5.pdf -
Date: 2020-06-24
... Assurance Scheme (“ILAS”) to Enhance Customer Protection (“Requirements”) We refer to the Members’ Briefing held on 22 March 2013 and enclose herewith the whole set of the finalized Requirements for your adoption, consisting of the following documents: 1. HKFI Circular dated 22 April 2013: Updated...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_HKFI_ILAS_Requirements_v3_22_4_2013_20190823.pdf -
Date: 2019-12-20
... Enhance Customer Protection (“Updated Requirements”) With reference to our Circular (Ref: Mv135/14) dated 8 December 2014, a revised enclosure (mainly with topographical changes on pages 10 and 30) is enclosed herewith to replace the Updated Requirements. The full set of Updated Requirements is...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20