... 7 月 31 日 尚欠持續專業培訓時數多於 50%的個人持牌人，在 2021 年 10 月 31 日或之 前補回尚欠時數，以免被處以罰款以上的罰則（即暫時吊銷或撤銷牌照）。 II. 匯報持續專業培訓合規紀錄 Q4 個人持牌人和他們的委任主事人如何向保監局匯報持續專業培訓時數或持續 專業培訓合規情況？ A4 有關持續專業培訓合規情況的匯報程序，可查閱保監局網站內發布的通函， 日期為 2021 年 4 月 1 日 - 持續專業培訓規定 — 2019/20 及 2020/21 評核期 的持續專業培訓合規情況匯報程序及 2021 年 7 月 7 日 -「持續專業培訓規定 2019/20 及 2020...

... release the insurer from further administrative burden, all non-payment cases are deemed to be settled once they are reported to IA and it is NOT necessary to reporting them in Annex O again. Q21 Do authorised...

... Financial Services and the Treasury within the 2020-21 legislative session. Upon its commencement, the finalized draft Rules will be published in the Gazette for introduction into LegCo for negative vetting. 7 CHAPTER 3 DISCUSSION OF THE DRAFT RULES 15. The draft Rules (set out in ANNEX A) mainly serve the...

... single premium immediate fixed annuity and provides guaranteed monthly payment until the death of the annuitant, such representation shall not be taken into account for the purposes of the limit on the number of Principals for whom the person may act or be registered for under clause 21. ” “如屬根據《銀行業條例》（第...

... scanned images recorded and maintained in their system are of good quality CDD Process – Copies of Customer Identification Documents 21 5. Screening of PEPs, Terrorists & Sanction Designations Findings: No/ Incomplete requisite screening on policyholders/ beneficial owners at the time of establishing...

... writer said and I quote, “The illiterate of the 21st century will not be those who cannot read and write, but those who cannot learn, unlearn, and relearn.” Confucius, the celebrated philosopher in ancient China, once said and I quote “子曰： 「三人行，必有我師焉」” 7 Translated into English: “When I walk along with...

... of the member companies of the group to which it belongs? If not, please give reasons. 21. Details on the management of the captive in Hong Kong. Please provide an organisation chart of the captive in Hong Kong and the particulars of its own key personnel[footnoteRef:2] (e.g. name and position held...

... the insurance needs of the member companies of the group to which it belongs? If not, please give reasons. 21. Details on the management of the captive in Hong Kong. Please provide an organisation chart of the captive in Hong Kong and the particulars of its own key personnel2 (e.g. name and position...

...,908 40,997 11,636 5,517 707 446 18 136 6 a. 批發, 零售及進出口貿易 Wholesale, retail and import / export trades 17,485 62,022 66,866 49,956 35,910 19,500 5,964 4,941 2,055 1,465 469 2 269 b. 飲食及酒店業 Restaurants and hotels 21,040 88,377 104,237 62,559 37,693 20,420 10,581 3,820 708 (474) 455 142 0 7 12,614 79,007...