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e-ppt20131017-01.pdf
... Guidance in designing and implementing AML/CFT systems so as to meet statutory & regulatory requirements 3 Chapter 1 Chapter 1 –– OverviewOverview 1.6 – 1.7: • Not exhaustive list of means • But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2022-04-27
[PDF]
e-ppt20131017-01.pdf
... Guidance in designing and implementing AML/CFT systems so as to meet statutory & regulatory requirements 3 Chapter 1 Chapter 1 –– OverviewOverview 1.6 – 1.7: • Not exhaustive list of means • But if departure from the Guideline, FIs will have to stand prepared to justify such to IA with documented rationale...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2019-11-05
... thus help promote the insurance industry’s development in the long run. We will actively work with the Government on the legislative amendments to allow for the issuance of this new type of securities in Hong Kong. This will provide insurers with an additional risk management tool and...
https://www.ia.org.hk/english/infocenter/press_releases/20181010.html -
Date: 2018-10-10
[PDF]
survey_broker_250418.pdf
... Survey of Insurance Brokers (Template) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Complaint means the expression of dissatisfaction, made verbally or in writing, by a client or a potential client of an insurance broker. Completion Instructions Terms and Definitions Client Account means a current or...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/survey_broker_250418.pdf -
Date: 2018-11-30
[HTML]
Gazette Notices
... Counter-Terrorist Financing (Guideline 3) and Guideline on Exercising Power to Impose Pecuniary Penalty in respect of Anti-Money Laundering and Counter Terrorist Financing (Guideline 3A) 13 September 2019 G.N.5699 of 2019 Notice under section 133(1) of...
https://www.ia.org.hk/english/legislative_framework/overview/gazette_notices.html -
Date: 2023-11-01
[DOCX]
form-iaib6.docx
... insurance broker. (one form for each person) 2. If there is insufficient space to complete the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the applicant. 3. The applicant and the authorized insurance broker concerned...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.docx -
Date: 2022-01-06
[DOCX]
form-iaib6.docx
... insurance broker. (one form for each person) 2. If there is insufficient space to complete the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the applicant. 3. The applicant and the authorized insurance broker concerned...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.docx -
Date: 2022-05-31
[DOCX]
form-iaib6.docx
... insurance broker. (one form for each person) 2. If there is insufficient space to complete the answer to any question, please continue on a separate sheet, specify the question to which the sheet relates and add signature of the applicant. 3. The applicant and the authorized insurance broker concerned...
https://www.ia.org.hk/english/infocenter/forms/files/form-iaib6.docx -
Date: 2020-06-24