... Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report 2 May 2018 Our Ref: INS/TEC/6/45 To: Chief Executives of all authorized insurers carrying on long term business Dear Sirs, Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report We are writing to draw...

... Draft Guideline on Enterprise Risk Management GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 2 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 10 6....

..., Manager (AML)Dickson Chui, Manager (AML) 1 March 20121 March 2012 2 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region DisclaimerDisclaimer • This presentation provides a general overview of the Guideline on Anti- Money Laundering and Counter-Terrorist...

..., Manager (AML)Dickson Chui, Manager (AML) 1 March 20121 March 2012 2 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region DisclaimerDisclaimer • This presentation provides a general overview of the Guideline on Anti- Money Laundering and Counter-Terrorist...

..., Manager (AML)Dickson Chui, Manager (AML) 1 March 20121 March 2012 2 Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region DisclaimerDisclaimer • This presentation provides a general overview of the Guideline on Anti- Money Laundering and Counter-Terrorist...

... Unless otherwise specified, words and expressions in these Interpretation Notes shall have the same meanings as given to them in the Guideline. Section 2 – Interpretation Payment of Fees Q1 What are the “fees” referring in Paragraph 2.1(e)(i) of the Guideline? A1 “Fees” mean payments other than...

... Unless otherwise specified, words and expressions in these Interpretation Notes shall have the same meanings as given to them in the Guideline. Section 2 – Interpretation Payment of Fees Q1 What are the “fees” referring in Paragraph 2.1(e)(i) of the Guideline? A1 “Fees” mean payments other than...

... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...

... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...

... Draft Guideline on Enterprise Risk Management ANNEX DRAFT FOR CONSULTATION PURPOSES ONLY GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4....