... Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report 2 May 2018 Our Ref: INS/TEC/6/45 To: Chief Executives of all authorized insurers carrying on long term business Dear Sirs, Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment Report We are writing to draw...

... Unless otherwise specified, words and expressions in these Interpretation Notes shall have the same meanings as given to them in the Guideline. Section 2 – Interpretation Payment of Fees Q1 What are the “fees” referring in Paragraph 2.1(e)(i) of the Guideline? A1 “Fees” mean payments other than...

... Unless otherwise specified, words and expressions in these Interpretation Notes shall have the same meanings as given to them in the Guideline. Section 2 – Interpretation Payment of Fees Q1 What are the “fees” referring in Paragraph 2.1(e)(i) of the Guideline? A1 “Fees” mean payments other than...

... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...

... Page 1 of 2 Practice Note supplementing Standard and Practice 7.1 of the Code of Conduct for Licensed Insurance Brokers in relation to Disclosure Requirements for Remuneration received by a Licensed Insurance Broker Company from an Insurer A. Introduction 1. Standard and Practice 7.1 of the Code...

... Draft Guideline on Enterprise Risk Management ANNEX DRAFT FOR CONSULTATION PURPOSES ONLY GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4....

..., regional and global development 2 The Insurance Authority (IA) • Established in December 2015 as PIA • An insurance regulator independent of the Government and the industry • Took over statutory functions from the former Office of the Commissioner of Insurance (OCI) to regulate insurance companies in June...

..., regional and global development 2 The Insurance Authority (IA) • Established in December 2015 as PIA • An insurance regulator independent of the Government and the industry • Took over statutory functions from the former Office of the Commissioner of Insurance (OCI) to regulate insurance companies in June...

..., regional and global development 2 The Insurance Authority (IA) • Established in December 2015 as PIA • An insurance regulator independent of the Government and the industry • Took over statutory functions from the former Office of the Commissioner of Insurance (OCI) to regulate insurance companies in June...

... standards of conduct and business practice for authorized insurers underwriting Investment-Linked Assurance Schemes (“ILAS”) business. 1.2 In response to GN 15, this Guidance Note is issued to set out such standards of conduct and business practice in so far as they are applicable to members of PIBA in...