... † Please tick the appropriate box. Version: June 2021 1 Form S5 Supplemental Form Information on Director/Controller (Individual) This Form is to be completed for each director/controller1 of a licensed insurance agency, a licensed insurance broker company or an applicant for an insurance agency...

... The Insurance Authority reprimands and bans Yam Wai Shu for 5 months 7 Jul 2021 The Insurance Authority (“IA”) has reprimanded Yam Wai Shu, a former individual insurance agent appointed by Prudential Hong Kong Limited (&ldquo...

... General Circular 36/04 - 1 - CIB-GN(11) (Issued on 16 August 2013) (revised on 12 May 2015) Guidance Note on Keeping of Separate Client Monies According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Keeping of Separate Client Monies. 1. Both the Minimum...

... in the insurance industry of which two years is of executive level; (c) that he/she has attained a minimum education level of Form 5 standard; (d) that he/she is a fit and proper person and has always, in the opinion of the Association, complied with recognized ethical standard in his/her business...

... Linked Policy Illustration Documents 5 xvi. Policy Administration and Statement to Policyholders A. Policy Issuance B. Policy Delivery C. Policy Changes D. Information to Policyholders E. Policy Statement F. Fund Performance Report V. Regulatory Framework in Hong Kong i. Regulatory Authorities A. The...

...; and the benefits under the new life insurance policy will be payable subject to the terms and conditions of the new life insurance policy. c) Has the Agent/Broker explained to you the implications of this replacement for claims payment, if any, as indicated on the left-hand side? □ Yes □ No 5. Other...