... † Please tick the appropriate box. Version: June 2021 1 Form S5 Supplemental Form Information on Director/Controller (Individual) This Form is to be completed for each director/controller1 of a licensed insurance agency, a licensed insurance broker company or an applicant for an insurance agency...

... † Please tick the appropriate box. Version: June 2021 1 Form S5 Supplemental Form Information on Director/Controller (Individual) This Form is to be completed for each director/controller1 of a licensed insurance agency, a licensed insurance broker company or an applicant for an insurance agency...

... General Circular 36/04 - 1 - CIB-GN(11) (Issued on 16 August 2013) (revised on 12 May 2015) Guidance Note on Keeping of Separate Client Monies According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Keeping of Separate Client Monies. 1. Both the Minimum...

... in the insurance industry of which two years is of executive level; (c) that he/she has attained a minimum education level of Form 5 standard; (d) that he/she is a fit and proper person and has always, in the opinion of the Association, complied with recognized ethical standard in his/her business...

... Linked Policy Illustration Documents 5 xvi. Policy Administration and Statement to Policyholders A. Policy Issuance B. Policy Delivery C. Policy Changes D. Information to Policyholders E. Policy Statement F. Fund Performance Report V. Regulatory Framework in Hong Kong i. Regulatory Authorities A. The...

... - 1 - CIB-GN(5) (Issued on 22 June 2007) (Revised on 15 March 2012) (Revised on 23 January 2014) Guidance Note on Annual Certification by Members Being Engaged in Long Term Insurance Business for Compliance with IA’s Guideline on Anti-Money Laundering and Counter-Terrorist Financing According to...