... Chapter 7 Chapter 7 –– STRSTR 7.16: disclosure to JFIU as soon as it is reasonable to do so 7.19: MLRO’s roles (7.19-7.30, 7.33, 7.36) – Central reference point for reporting suspicious transactions – Sufficient status & adequate resources – Active role; regular review of exception reports – Keep proper...

...) (百萬元) (百萬元) (百萬元) Class of Business Surrender Terminations Terminations Terminations ($m) ($m) ($m) ($m) 個人人壽及年金 (非投資相連) 401,988 178,203 580,191 556,792 4.2% 37,371 105,999 143,370 130,524 9.8% Individual Life and Annuity (Non-Linked) 個人人壽及年金 (投資相連) 83,995 3,135 87,130 101,257 -14.0% 30,811 5,756 36...

... Chapter 7 Chapter 7 –– STRSTR 7.16: disclosure to JFIU as soon as it is reasonable to do so 7.19: MLRO’s roles (7.19-7.30, 7.33, 7.36) – Central reference point for reporting suspicious transactions – Sufficient status & adequate resources – Active role; regular review of exception reports – Keep proper...

... 3.3 on Pages 36 and 40; and second paragraph on Pages 42 and 47). POST SALE CALLS Q18: Will a PSC or notification letters be required for top-ups? A18: The current practice continues and PSC is not required for top-ups. However, insurers may conduct PSC for top-up if it is considered prudent to do so....

... (Footnote 36 – High risk situations) Consideration might be given to obtaining, and taking reasonable measures to verify, the addresses of directors and account signatories. To be repealed Delay in identity verification (Footnote 18) The same principle applies to the verification of address for a direct...

... Terminations Terminations Terminations ($m) ($m) ($m) ($m) 個人人壽及年金 (非投資相連) 274,724 135,023 409,747 450,789 -9.1% 18,203 60,137 78,340 78,271 0.1% Individual Life and Annuity (Non-Linked) 個人人壽及年金 (投資相連) 89,775 2,509 92,284 74,265 24.3% 28,943 2,315 31,258 19,835 57.6% Individual Life and Annuity (Linked) 其他個人業務...

... (whether the client is an individual or a corporate and no matter the type of insurance being purchased). The Standards and Practices under General Principle 5 have been crafted with this objective in mind. It is recognized that individual situations differ and the principle-based nature of the Brokers...

... (whether the client is an individual or a corporate and no matter the type of insurance being purchased). The Standards and Practices under General Principle 5 have been crafted with this objective in mind. It is recognized that individual situations differ and the principle-based nature of the Brokers...

... in place to authenticate the identity of such customer. Full Name Date of Birth Nationality Unique identification number and document type Residential address information Good Practice Company checks an individual’s identity information against the Company’s existing customer records and combines the...

... in place to authenticate the identity of such customer. Full Name Date of Birth Nationality Unique identification number and document type Residential address information Good Practice Company checks an individual’s identity information against the Company’s existing customer records and combines the...