... as soon as practicable in writing together with the supporting information/documents as set out in the Annex. In any event, such application must be lodged with the IA before the 6- month statutory submission deadline. In considering approval of an application for exemption under section 79 of the IO...

... insurers and broker companies to promote the development of marine and specialty risks insurance in Hong Kong and for insurance brokers. The Legislative Council has also passed an amendment bill in July 2020 to expand the scope of insurable risks by captive insurers set up in Hong Kong to enhance the...

... insurers and broker companies to promote the development of marine and specialty risks insurance in Hong Kong and for insurance brokers. The Legislative Council has also passed an amendment bill in July 2020 to expand the scope of insurable risks by captive insurers set up in Hong Kong to enhance the...

... facilitate the performance of their respective regulatory functions. 1.2 The SFC has responsibilities under the Securities and Futures Ordinance (Cap. 571) ( “ SFO”), and the rules and regulations made thereunder, to set standards for the authorization of collective investment schemes and structured products...

... facilitate the performance of their respective regulatory functions. 1.2 The SFC has responsibilities under the Securities and Futures Ordinance (Cap. 571) ( “ SFO”), and the rules and regulations made thereunder, to set standards for the authorization of collective investment schemes and structured products...

... relevant Forms1 for seeking approval/no objection or notification of any changes of or in the particulars of such persons are set out in Schedules 2, 4, 5 and 6 to the Ordinance. The IA’s Powers of Approval, Revocation of Approval, or Objection in respect of Proposed Appointments or Appointments 2.13 Under...

... facilitate the performance of their respective regulatory functions. 1.2 The SFC has responsibilities under the Securities and Futures Ordinance (Cap. 571) ( “ SFO”), and the rules and regulations made thereunder, to set standards for the authorization of collective investment schemes and structured products...

... diligence (CDD) and record - keeping requirements to be set out in law or regulation ·Inspection and investigation powers ·Sanctioning powers Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region HK ME：Follow-up Process ·Placed in regular follow-up ·Report...

.../IEC 27001, and Framework for Improving Critical Infrastructure Cybersecurity issued by National Institute of Standards and Technology of the U.S. 4.3 The cybersecurity framework should clearly define the insurer’s cybersecurity objectives, as well as the requirements for competency of relevant...

... diligence (CDD) and record - keeping requirements to be set out in law or regulation ·Inspection and investigation powers ·Sanctioning powers Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region HK ME：Follow-up Process ·Placed in regular follow-up ·Report...