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... is higher than the range of brokerage customarily paid for the particular class of insurance. Page 2 of 2 3. Upon the client’s request, the licensed insurance broker company should disclose to the client, to the best of its knowledge, the maximum percentage of the premium paid (or to be paid) as...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Remuneration_Disclosure.pdf - Date: 2020-06-15
... is higher than the range of brokerage customarily paid for the particular class of insurance. Page 2 of 2 3. Upon the client’s request, the licensed insurance broker company should disclose to the client, to the best of its knowledge, the maximum percentage of the premium paid (or to be paid) as...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Remuneration_Disclosure.pdf - Date: 2020-12-21
... by another insurer by misrepresentation, fraudulent or unethical means). Representation of Information – refers to complaints relating to the presentation of an insurance product’s features, policy terms and conditions, premium payment terms or returns on investment, dividend or bonus shown on...
https://www.ia.org.hk/english/infocenter/files/Conduct_in_Focus_Mar_issue_EN.pdf - Date: 2022-05-24
... is for the purpose of actual or contemplated enforcement action, the matters set out Appendix 1; and (f) any other matters specified by the requested Authority and by the applicable laws, regulations and requirements in relation to the requested Authority. Contact Points 9. The Authorities will...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf - Date: 2020-09-28
... is for the purpose of actual or contemplated enforcement action, the matters set out Appendix 1; and (f) any other matters specified by the requested Authority and by the applicable laws, regulations and requirements in relation to the requested Authority. Contact Points 9. The Authorities will...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf - Date: 2021-11-01
.../legislative_framework/files/GL21_GI_SST_20200113.pdf 2 I.6. This document should be read in conjunction with GL21 and AGN7. Unless otherwise specified, words and expressions used in this document shall have the same meanings as given to them in GL21. II. Prescribed Scenarios II.1. The Prescribed Scenarios are set out...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20210111_appendix_1.pdf - Date: 2021-12-10
... is for the purpose of actual or contemplated enforcement action, the matters set out Appendix 1; and (f) any other matters specified by the requested Authority and by the applicable laws, regulations and requirements in relation to the requested Authority. Contact Points 9. The Authorities will...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf - Date: 2021-09-01
.../legislative_framework/files/GL21_GI_SST_20200113.pdf 2 I.6. This document should be read in conjunction with GL21 and AGN7. Unless otherwise specified, words and expressions used in this document shall have the same meanings as given to them in GL21. II. Prescribed Scenarios II.1. The Prescribed Scenarios are set out...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20210111_appendix_1.pdf - Date: 2021-09-09
... is for the purpose of actual or contemplated enforcement action, the matters set out Appendix 1; and (f) any other matters specified by the requested Authority and by the applicable laws, regulations and requirements in relation to the requested Authority. Contact Points 9. The Authorities will...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/hk-fsa_mou_rev.pdf - Date: 2020-06-19
... in participating in QIS 2 and submitting data as set out in the enclosed templates. Based on the data collected from the First Quantitative Impact Study (QIS 1), we conducted calibration for various risk charges and set out methodologies in certain technical aspects. In the past six months, we...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20180806.pdf - Date: 2018-11-30