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... 保險業監管局 Insurance Authority 2019–20 ANNUAL REPORT Insurance Authority 19/F, 41 Heung Yip Road, Wong Chuk Hang, Hong Kong Tel: (852) 3899 9983 Fax: (852) 3899 9993 Website: www.ia.org.hk Leading Change and Propelling Growth conTenTs 2 Chairman’s message 4 CeO’s message The Year Under review 6 FinanCi...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2019_20_Eng.pdf - Date: 2022-05-24
... formulated by the Board. A n n u a l R e p o r t 2 0 1 8 - 1 9 9 Corporate Governance 2 514 10 8 11 7 6 3 4 13 12 1 9 5 Ms Chitty Cheung Fung-ting Non-Executive Director 6 Mr Kenneth Kwok Tsun-wa Non-Executive Director 7 Mr Ma Ho-fai, GBS, JP Non-Executive Director 8 Mr James Wong Chien-kuo Non-Executive...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2018_19_English.pdf - Date: 2020-06-23
[PDF] GL21.pdf
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6. Em...
https://www.ia.org.hk/english/legislative_framework/files/GL21.pdf - Date: 2020-09-24
[PDF] GL21.pdf
... Guideline on Enterprise Risk Management GL21 GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4. Governance 7 5. Risk Appetite Statement 12 6. Em...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL21.pdf - Date: 2019-11-29
... amicable resolution despite the ICB’s encouragement to do so, they may select a mediator from a list of qualified mediators with relevant experience and qualification that the ICB maintains for mediation service. With a jurisdiction limit of HK$1,000,000, the mediation service is free to complainants. 4 2....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P1_SN_eng_2017ver_2018update.pdf - Date: 2019-12-02
[PDF] GL5.pdf
... Authority (“IA”) to process the application. Each application will be considered according to its own individual merits. 2. Requirements for Authorization 2.1. Insurance business is regulated in Hong Kong by the Ordinance and its subsidiary legislation. A list of such subsidiary legislation is at Annex 1....
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL5.pdf - Date: 2020-09-07
[PDF] GL5.pdf
... Authority (“IA”) to process the application. Each application will be considered according to its own individual merits. 2. Requirements for Authorization 2.1. Insurance business is regulated in Hong Kong by the Ordinance and its subsidiary legislation. A list of such subsidiary legislation is at Annex 1....
https://www.ia.org.hk/english/legislative_framework/files/GL5.pdf - Date: 2020-09-24
[PDF] GL5.pdf
... Authority (“IA”) to process the application. Each application will be considered according to its own individual merits. 2. Requirements for Authorization 2.1. Insurance business is regulated in Hong Kong by the Ordinance and its subsidiary legislation. A list of such subsidiary legislation is at Annex 1....
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL5.pdf - Date: 2020-06-22
... universally applicable implementation measures. The content of this Guideline is not intended to be an exhaustive list of the means of meeting the statutory and regulatory requirements. IIs should therefore use this Guideline as a basis to develop measures appropriate to their structure and business...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf - Date: 2020-06-16
... universally applicable implementation measures. The content of this Guideline is not intended to be an exhaustive list of the means of meeting the statutory and regulatory requirements. IIs should therefore use this Guideline as a basis to develop measures appropriate to their structure and business...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf - Date: 2020-09-24