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⏭... should be restrictions on the offering of gifts when distributors promote a specific investment product to investors. 1.2. Following the SFC Consultation Conclusions, the SFC amended its Code of Conduct for Persons Licensed by or Registered with the SFC ("SFC Code of Conduct") to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_GN_Gifts_Promo_and_Incentives_v2_1_1_2014_20190823.pdf -
Date: 2019-12-20
... Association of Insurance Supervisors. Mr Laurence Li and Mr Christopher Hui will then moderate two panel sessions to shed light on financial connectivity and collaborative growth in the Greater Bay Area (“GBA”) and along the Belt and Road (“B&R”), followed with a second keynote speech by the Financial...
https://www.ia.org.hk/english/infocenter/files/Asian_Insurance_Forum_2020.pdf -
Date: 2021-09-08
[PDF]
GL6.pdf
... Guidance Note on Reserving of Mortgage Guarantee Insurance GL6 GUIDELINE ON RESERVING FOR MORTGAGE GUARANTEE BUSINESS Insurance Authority Contents Page 1. Introduction ……………………………………………… 1 2. Mortgage Guarantee Business…………………………… 1 3. Application of this Guideline………………….…………. 1 4. Adequacy of...
https://www.ia.org.hk/english/legislative_framework/files/GL6.pdf -
Date: 2020-09-24
... FT Asia Insurance Summit 2018 Seeking Strategies for Growth Regulatory Keynote Speech on 11 October 2018 Distinguished guests, ladies and gentlemen, I am delighted to be here at the Financial Times Asia Insurance Summit with the theme of “Seeking Strategies for Growth”. This is a deep and...
https://www.ia.org.hk/english/infocenter/files/FT_Asia_Insurance_Summit_2018.pdf -
Date: 2021-12-09
... FT Asia Insurance Summit 2018 Seeking Strategies for Growth Regulatory Keynote Speech on 11 October 2018 Distinguished guests, ladies and gentlemen, I am delighted to be here at the Financial Times Asia Insurance Summit with the theme of “Seeking Strategies for Growth”. This is a deep and...
https://www.ia.org.hk/english/infocenter/files/FT_Asia_Insurance_Summit_2018.pdf -
Date: 2021-09-08
... FT Asia Insurance Summit 2018 Seeking Strategies for Growth Regulatory Keynote Speech on 11 October 2018 Distinguished guests, ladies and gentlemen, I am delighted to be here at the Financial Times Asia Insurance Summit with the theme of “Seeking Strategies for Growth”. This is a deep and...
https://www.ia.org.hk/english/infocenter/files/FT_Asia_Insurance_Summit_2018.pdf -
Date: 2020-06-12
... priorities to further promote and consolidate Hong Kong’s role as a leading sustainable finance hub. These priorities are: Establish world-class regulation through alignment with global standards. We aim at developing a comprehensive Hong Kong roadmap on adopting the International...
https://www.ia.org.hk/english/infocenter/press_releases/20230807.html -
Date: 2023-08-07
... (HKCAAVQ) Licence Granted by Financial Regulator Supplemental Form on the licence “Yes” for any question on Character, Financial Status, Disciplinary Action & Investigation (Section VI) Relevant information on a separate sheet together with the relevant supporting documents. Supplemental Form on Criminal...
https://www.ia.org.hk/english/infocenter/forms/files/NotesonIndividualLicenceApplication.pdf -
Date: 2019-09-22
[PDF]
GL5.pdf
... plan. 4.3. To enable us to carry out the “fit and proper” test on the applicant’s directors and controllers as mentioned in paragraphs 2.9 and 2.10 above, the applicant is required to provide us with their particulars in the prescribed Form A/Form B of Schedule 2 to the Ordinance. 7 4.4. An...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/files/GL5.pdf -
Date: 2020-09-07
[PDF]
GL5.pdf
... plan. 4.3. To enable us to carry out the “fit and proper” test on the applicant’s directors and controllers as mentioned in paragraphs 2.9 and 2.10 above, the applicant is required to provide us with their particulars in the prescribed Form A/Form B of Schedule 2 to the Ordinance. 7 4.4. An...
https://www.ia.org.hk/english/legislative_framework/files/GL5.pdf -
Date: 2020-09-24