Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
GL3_Appendix_A.pdf
... ........................................................................... 1 Chapter 2 Risk-based approach ......................................................... 9 Chapter 3 AML/CFT Systems ......................................................... 13 Chapter 4 Customer due diligence ................................................... 18 Chapter 5 Ongoing monitoring...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
... 2. STR Mechanism 3. STR Statistics 4. STR Reporting S T R © Hong Kong Police Force香港警務處版權所有 Agenda © Hong Kong Police Force香港警務處版權所有 About JFIU Superintendent of Police (Head of JFIU 2) Strategic Analysis & Research Team Suspicious Transaction Report and Management System (STREAMS) Team STREAMS...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Suspicious_Transaction_Reporting_2019.pdf -
Date: 2021-11-12
... 2. STR Mechanism 3. STR Statistics 4. STR Reporting S T R © Hong Kong Police Force香港警務處版權所有 Agenda © Hong Kong Police Force香港警務處版權所有 About JFIU Superintendent of Police (Head of JFIU 2) Strategic Analysis & Research Team Suspicious Transaction Report and Management System (STREAMS) Team STREAMS...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Suspicious_Transaction_Reporting_2019.pdf -
Date: 2022-04-27
... 2. STR Mechanism 3. STR Statistics 4. STR Reporting S T R © Hong Kong Police Force香港警務處版權所有 Agenda © Hong Kong Police Force香港警務處版權所有 About JFIU Superintendent of Police (Head of JFIU 2) Strategic Analysis & Research Team Suspicious Transaction Report and Management System (STREAMS) Team STREAMS...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Suspicious_Transaction_Reporting_2019.pdf -
Date: 2019-11-05
[PDF]
survey_broker_250418.pdf
... Survey of Insurance Brokers (Template) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Complaint means the expression of dissatisfaction, made verbally or in writing, by a client or a potential client of an insurance broker. Completion Instructions Terms and Definitions Client Account means a current or...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/survey_broker_250418.pdf -
Date: 2018-11-30
[PDF]
Table-L16_2018.pdf
... Financial Security 31-12-18 - - - - 英國友誠國際 Friends Provident Int'l 31-12-18 290 64 5,143 420,148 富通保險 FTLife 31-12-18 49,693 221 1,908,087 264,114 香港富邦人壽 Fubon Life Hong Kong 31-12-18 1,488 - 818,625 - 富衛人壽 FWD Life 31-12-18 34,773 3,595 2,283,480 4,878,991 忠意人壽 Generali Life (HK) 31-12-18 1,185 35 54,923 1...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L16_2018.pdf -
Date: 2019-09-30
[PDF]
Table-L10_2017.pdf
...) 31-12-17 - - - - - 安盛金融 AXA China (HK) 31-12-17 880 88,878 94,075,124 147,451 37,440 AXA Life AXA Life 31-12-17 1 4 4 - 254 安盛財富管理(香港) AXA Wealth Mgt (HK) 31-12-17 - - - - - 東亞人壽 BEA Life 31-12-17 70 10,604 8,003,153 12,248 2,010 藍十字 Blue Cross 31-12-17 - - - - - 中銀人壽 BOC LIFE 31-12-17 45 16,573 20,231,724...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L10_2017.pdf -
Date: 2019-08-19
... 31 December 2015 Statistics on Direct Medical Business Attachment: Medical Template for 2015 (All excluding Refundable Plans) (Class 2) [PDF] [EXCEL] Medical...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2015.html -
Date: 2020-12-22
[PDF]
Table-L11_2019.pdf
... Fubon Life Hong Kong 31-12-19 - - - - 富衛人壽 FWD Life 31-12-19 2,197 14,658 237,886 3,137,615 忠意人壽 Generali Life (HK) 31-12-19 - - - - 恒生保險 Hang Seng Insurance 31-12-19 106 994 19,217 424,570 香港年金公司 HKMC Annuity 31-12-19 - - - - 香港人壽 Hong Kong Life 31-12-19 - - - - 滙豐保險 HSBC Insurance 31-12-19 - - - - 滙豐...
https://www.ia.org.hk/english/infocenter/statistics/files/Table-L11_2019.pdf -
Date: 2020-09-30
... Compliance Issues Arising in the First Year of the Direct Regulatory Regime for Licensed Insurance Agencies Common Compliance Issues Arising in the First Year of the Direct Regulatory Regime for Licensed Broker Companies 2 December 2020 Extension...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2020.html -
Date: 2020-12-21