...盡快核實身分﹔ (e) 告知客戶，金融機構在責任上因身分核實措施未能完 成而終止業務關係； (f) 適當地限制在等候完成身分核實措施期間的交易次數 及類別；及 47 (g) 確保不支付客戶的資金予任何第三者。在下述條件規 限下，或可作出例外安排17而付款予第三者： (i) 沒有洗錢/恐怖分子資金籌集活動的懷疑； (ii) 洗錢/恐怖分子資金籌集的風險評定屬於低度； (iii) 交易經高級管理層批准，而高級管理層在批准進 行交易前已對業務性質作出考慮；及 (iv) 收款人的姓名/名稱與監察名單不吻合，例如恐怖 分子嫌疑人物及政治人物。 4.7.7 金融機構不得利用此等寬免措施去規避盡職審查程序...

... statements that give a true and fair view of its financial position and financial performance to be prepared from time to time; (iii) account for all client monies that it receives or holds; and (iv) demonstrate— (A) compliance by it with these Rules; and (B) that there is no contravention of section 71(1...

... statements that give a true and fair view of its financial position and financial performance to be prepared from time to time; (iii) account for all client monies that it receives or holds; and (iv) demonstrate— (A) compliance by it with these Rules; and (B) that there is no contravention of section 71(1...

... statements that give a true and fair view of its financial position and financial performance to be prepared from time to time; (iii) account for all client monies that it receives or holds; and (iv) demonstrate— (A) compliance by it with these Rules; and (B) that there is no contravention of section 71(1...

... statements that give a true and fair view of its financial position and financial performance to be prepared from time to time; (iii) account for all client monies that it receives or holds; and (iv) demonstrate— (A) compliance by it with these Rules; and (B) that there is no contravention of section 71(1...

... is a shortage of technical pricing skills and established practice in this area which results from the market having historically been tariff-rated, and (iii) most small insurers do not have the funds to invest in developing new systems or skill-sets. In the light of (i) above, the need for reliable...

... is a shortage of technical pricing skills and established practice in this area which results from the market having historically been tariff-rated, and (iii) most small insurers do not have the funds to invest in developing new systems or skill-sets. In the light of (i) above, the need for reliable...

... is a shortage of technical pricing skills and established practice in this area which results from the market having historically been tariff-rated, and (iii) most small insurers do not have the funds to invest in developing new systems or skill-sets. In the light of (i) above, the need for reliable...

... is a shortage of technical pricing skills and established practice in this area which results from the market having historically been tariff-rated, and (iii) most small insurers do not have the funds to invest in developing new systems or skill-sets. In the light of (i) above, the need for reliable...