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GL3_Appendix_A.pdf
... ........................................................................... 1 Chapter 2 Risk-based approach ......................................................... 9 Chapter 3 AML/CFT Systems ......................................................... 13 Chapter 4 Customer due diligence ................................................... 18 Chapter 5 Ongoing monitoring...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
... routinely or in response to a request, and lays down procedures governing its prompt release. The Code authorizes and requires IA staff, routinely or on request, to provide information unless there are specific reasons for not doing so. These reasons are set out in Part 2 and will normally be cited if a...
https://www.ia.org.hk/english/access_info/files/Insurance_Authoritys_Code.pdf -
Date: 2018-08-08
... formulated by the Board. A n n u a l R e p o r t 2 0 1 8 - 1 9 9 Corporate Governance 2 514 10 8 11 7 6 3 4 13 12 1 9 5 Ms Chitty Cheung Fung-ting Non-Executive Director 6 Mr Kenneth Kwok Tsun-wa Non-Executive Director 7 Mr Ma Ho-fai, GBS, JP Non-Executive Director 8 Mr James Wong Chien-kuo Non-Executive...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2018_19_English.pdf -
Date: 2021-12-14
... formulated by the Board. A n n u a l R e p o r t 2 0 1 8 - 1 9 9 Corporate Governance 2 514 10 8 11 7 6 3 4 13 12 1 9 5 Ms Chitty Cheung Fung-ting Non-Executive Director 6 Mr Kenneth Kwok Tsun-wa Non-Executive Director 7 Mr Ma Ho-fai, GBS, JP Non-Executive Director 8 Mr James Wong Chien-kuo Non-Executive...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2018_19_English.pdf -
Date: 2022-05-24
... formulated by the Board. A n n u a l R e p o r t 2 0 1 8 - 1 9 9 Corporate Governance 2 514 10 8 11 7 6 3 4 13 12 1 9 5 Ms Chitty Cheung Fung-ting Non-Executive Director 6 Mr Kenneth Kwok Tsun-wa Non-Executive Director 7 Mr Ma Ho-fai, GBS, JP Non-Executive Director 8 Mr James Wong Chien-kuo Non-Executive...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2018_19_English.pdf -
Date: 2020-06-23
... well. (2) Fallback strategy in case where the clients cannot be reached for policy delivery. (3) Documentation of the paper flow. Filing Requirement The acknowledgement of receipt by client of the policy document should form part of the client’s record to be kept and maintained by the Members. CIB would...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN3_GN_on_Proper_Delivery_of_LT_Policy_29_1_2010_eg19.pdf -
Date: 2019-12-20
[PDF]
mou_chengdu.pdf
... Co-operation Agreement: UK Financial Conduct Authority and Hong Hong Securities and Futures Commission 成都市地方金融监督管理局与香港特别行政区保险业监管局 关于加强两地保险业发展与合作的 谅解备忘录 成都 成都市地方金融监督管理局 香港 香港特别行政区 保险业监管局 2 目录 1.定义………………………………………………………………………… 3 2.目的………………………………………………………………………… 3 3.原则………………………………………………………………………… 4 4....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou_chengdu.pdf -
Date: 2020-09-28
[PDF]
mou_chengdu.pdf
... Co-operation Agreement: UK Financial Conduct Authority and Hong Hong Securities and Futures Commission 成都市地方金融监督管理局与香港特别行政区保险业监管局 关于加强两地保险业发展与合作的 谅解备忘录 成都 成都市地方金融监督管理局 香港 香港特别行政区 保险业监管局 2 目录 1.定义………………………………………………………………………… 3 2.目的………………………………………………………………………… 3 3.原则………………………………………………………………………… 4 4....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou_chengdu.pdf -
Date: 2021-11-01
[PDF]
mou_chengdu.pdf
... Co-operation Agreement: UK Financial Conduct Authority and Hong Hong Securities and Futures Commission 成都市地方金融监督管理局与香港特别行政区保险业监管局 关于加强两地保险业发展与合作的 谅解备忘录 成都 成都市地方金融监督管理局 香港 香港特别行政区 保险业监管局 2 目录 1.定义………………………………………………………………………… 3 2.目的………………………………………………………………………… 3 3.原则………………………………………………………………………… 4 4....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou_chengdu.pdf -
Date: 2021-09-01
[PDF]
mou_chengdu.pdf
... Co-operation Agreement: UK Financial Conduct Authority and Hong Hong Securities and Futures Commission 成都市地方金融监督管理局与香港特别行政区保险业监管局 关于加强两地保险业发展与合作的 谅解备忘录 成都 成都市地方金融监督管理局 香港 香港特别行政区 保险业监管局 2 目录 1.定义………………………………………………………………………… 3 2.目的………………………………………………………………………… 3 3.原则………………………………………………………………………… 4 4....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou_chengdu.pdf -
Date: 2020-06-19