... Interpretation Notes 1 Interpretation Notes Guideline on Continuing Professional Development for Licensed Insurance Intermediaries (GL24) The Insurance Authority (“IA”) issues the following Interpretation Notes with the aim of providing further guidance to individual licensees, authorized insurers...

... Statements issued by the Financial Action Task Force ("FATF") 8 November 2019 Our Ref: INS/TEC/6/45 To : Chief Executives of all authorized insurers carrying on long term business Dear Sirs, Statements issued by the Financial Action Task Force (“FATF”) Further to our letter of 15 July 2019, we are...

... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”)  Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...

... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”)  Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...

... 投影片 1 Regulatory Updates and Supervisory Observations on AML/CFT Dickson Chui – Senior Manager Raven Chan – Manager Market Conduct Division 5 June 2018 Institutional Risk Assessment (“IRA”)  Refer to IA’s circular on 2 May 2018 regarding the issuance of HK’s ML/TF Risk Assessment Report (“the...

... seamless engagement with stakeholders and the market, fostering our close link with fellow regulators locally and abroad in addressing the emerging threats in the global arena.” Dr Moses Cheng Chairman LOCaL PErSPECTivE Over the past year, the Insurance Authority (“IA”) has achieved impressive progress on...

... seamless engagement with stakeholders and the market, fostering our close link with fellow regulators locally and abroad in addressing the emerging threats in the global arena.” Dr Moses Cheng Chairman LOCaL PErSPECTivE Over the past year, the Insurance Authority (“IA”) has achieved impressive progress on...

... seamless engagement with stakeholders and the market, fostering our close link with fellow regulators locally and abroad in addressing the emerging threats in the global arena.” Dr Moses Cheng Chairman LOCaL PErSPECTivE Over the past year, the Insurance Authority (“IA”) has achieved impressive progress on...

... terrorists and terrorist associates designated by the United Nations Security Council Committee (“Committee”) has been specified under the United Nations (Anti-Terrorism Measures) Ordinance (“UNATMO”). The list has been published in the Gazette (G.N. 780) on 17 February 2017 and is available on the...

... Interpretation Notes for Module C of the Guideline on Group Supervision 13 April 2022 Our Ref: INS/TEC/6/96 By Email Only To: Chief Executives of designated insurance holding companies Dear Sirs, Interpretation Notes for Module C of the Guideline on Group Supervision (“Interpretation Notes”) The...