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Consultation conclusions on the guideline on pecuniary penalty for licensed insurance intermediaries
... into account the unique facts and circumstances of each case in order to determine an appropriate pecuniary penalty. From the publication of disciplinary actions, the industry would be able to discern the kind of penalties the IA would impose for different non-compliance or misconduct. The...
https://www.ia.org.hk/english/infocenter/press_releases/20190628.html -
Date: 2019-06-28
... a circular, issued by the IA today. The IA will continue to explore with industry stakeholders the use of sustainable and virtual distribution channels for other products, while ensuring that prudential supervision is maintained and the interests of policy holders are properly protected, in order to...
https://www.ia.org.hk/english/infocenter/press_releases/20200327.html -
Date: 2020-03-27
[DOC]
sn-general-2008.doc
... by someone other than an “Insured Driver”, which means: (1) The insured, anyone who is driving on the insured’s order or with the insured’s permission, or anyone designated on the policy schedule as an “Insured Driver”, (2) who is duly licensed. Here “licensed” means that the driver must be holding...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-general-2008.doc -
Date: 2019-12-02
[PDF]
T_G18_2018.pdf
... T_G18_2018.xlsx 意外年度 Accident Year 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 以前各年度 Prior Years 594.6 50.3 30.2 11.1 7.6 7.8 4.6 2.5 2.2 4.5 1.7 1.9 225.1 132.2 75.1 49.0 33.2 26.1 22.3 16.8 15.6 11.6 10.8 9.3 2007 2...
https://www.ia.org.hk/english/infocenter/statistics/files/T_G18_2018.pdf -
Date: 2019-11-04
... insurance broker companies carrying on regulated activities in respect of long term business. 2 The statement can be found on the website of the FATF. (https://www.fatf-gafi.org/publications/high-risk-and- other-monitored-jurisdictions/documents/call-for-action-october-2021.html). 3 Please refer to our...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/FATF_Public_Statement_Circular_20211112.pdf -
Date: 2021-11-26
... Government Structure Legal System and the Judiciary Law and Order Economy 2. RISK ASSESSMENT METHODOLOGY 5 The World Bank Tool The Process Organisation of Report 3. OVERALL MONEY LAUNDERING/ TERRORIST FINANCING COMBATING ABILITY 9 Anti-Money Laundering/Counter-Financing of Terrorism Legal Framework...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2021-11-12
... Government Structure Legal System and the Judiciary Law and Order Economy 2. RISK ASSESSMENT METHODOLOGY 5 The World Bank Tool The Process Organisation of Report 3. OVERALL MONEY LAUNDERING/ TERRORIST FINANCING COMBATING ABILITY 9 Anti-Money Laundering/Counter-Financing of Terrorism Legal Framework...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2022-04-27
... Government Structure Legal System and the Judiciary Law and Order Economy 2. RISK ASSESSMENT METHODOLOGY 5 The World Bank Tool The Process Organisation of Report 3. OVERALL MONEY LAUNDERING/ TERRORIST FINANCING COMBATING ABILITY 9 Anti-Money Laundering/Counter-Financing of Terrorism Legal Framework...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/hk-risk-assessment-report_e.pdf -
Date: 2019-11-05
... Unless otherwise specified, words and expressions in these Interpretation Notes shall have the same meanings as given to them in the Guideline. Section 2 – Interpretation Payment of Fees Q1 What are the “fees” referring in Paragraph 2.1(e)(i) of the Guideline? A1 “Fees” mean payments other than...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes_to_GL25.pdf -
Date: 2020-09-24