... the Hong Kong Special Administrative Region of the People’s Republic of China (HKIA) and the Office of the Superintendent of Financial Institutions Canada (OSFI) (collectively, the Authorities) have reached the following understanding in order to establish an arrangement for the sharing of information...

... the Hong Kong Special Administrative Region of the People’s Republic of China (HKIA) and the Office of the Superintendent of Financial Institutions Canada (OSFI) (collectively, the Authorities) have reached the following understanding in order to establish an arrangement for the sharing of information...

... into account the unique facts and circumstances of each case in order to determine an appropriate pecuniary penalty. From the publication of disciplinary actions, the industry would be able to discern the kind of penalties the IA would impose for different non-compliance or misconduct. The...

... a circular, issued by the IA today. The IA will continue to explore with industry stakeholders the use of sustainable and virtual distribution channels for other products, while ensuring that prudential supervision is maintained and the interests of policy holders are properly protected, in order to...

... insurance broker companies carrying on regulated activities in respect of long term business. 2 The statement can be found on the website of the FATF. (https://www.fatf-gafi.org/publications/high-risk-and- other-monitored-jurisdictions/documents/call-for-action-october-2021.html). 3 Please refer to our...

... Draft Guideline on Enterprise Risk Management ANNEX DRAFT FOR CONSULTATION PURPOSES ONLY GUIDELINE ON ENTERPRISE RISK MANAGEMENT Insurance Authority Table of Contents Page 1. Introduction 1 2. Application 3 3. Overview of Enterprise Risk Management (ERM) Framework and General Requirements 4 4....