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⏭... before 30 June 2019 10 Registered between 1 July and 22 September 2019 (both days inclusive) 8 CIB Registered on or before 31 December 2018 15 Registered between 1 January and 31 May 2019 (both days inclusive) 12 Registered between 1 June and 22 September 2019 (both days inclusive) 8 Annex 3 21 (1.2) The...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonContinuingProfessionalDevelopmentforLicensedInsuranceIntermediaries_Brokers.pdf -
Date: 2020-06-24
[PDF]
Eng_GL24_CPD.pdf
... before 30 June 2019 10 Registered between 1 July and 22 September 2019 (both days inclusive) 8 CIB Registered on or before 31 December 2018 15 Registered between 1 January and 31 May 2019 (both days inclusive) 12 Registered between 1 June and 22 September 2019 (both days inclusive) 8 Annex 3 21 (1.2) The...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Eng_GL24_CPD.pdf -
Date: 2019-09-10
... RESPONSIBILITIES OF THE SFC UNDER THE MOU 5 REFERALS OF ENFORCEMENT CASES 6 JOINT INVESTIGATIONS 7 JOINT INSPECTIONS 8 STATUS OF THE MOU 9 FUTURE POLICY DEVELOPMENT 10 IMPLEMENTATION, LICENSING, SUPERVISION AND ENFORCEMENT MATTERS / MATTERS OF MUTUAL CONCERN 11 CONFIDENTIALITY AND USE OF INFORMATION 12 LIAISON...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2020-09-28
... RESPONSIBILITIES OF THE SFC UNDER THE MOU 5 REFERALS OF ENFORCEMENT CASES 6 JOINT INVESTIGATIONS 7 JOINT INSPECTIONS 8 STATUS OF THE MOU 9 FUTURE POLICY DEVELOPMENT 10 IMPLEMENTATION, LICENSING, SUPERVISION AND ENFORCEMENT MATTERS / MATTERS OF MUTUAL CONCERN 11 CONFIDENTIALITY AND USE OF INFORMATION 12 LIAISON...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-11-01
... RESPONSIBILITIES OF THE SFC UNDER THE MOU 5 REFERALS OF ENFORCEMENT CASES 6 JOINT INVESTIGATIONS 7 JOINT INSPECTIONS 8 STATUS OF THE MOU 9 FUTURE POLICY DEVELOPMENT 10 IMPLEMENTATION, LICENSING, SUPERVISION AND ENFORCEMENT MATTERS / MATTERS OF MUTUAL CONCERN 11 CONFIDENTIALITY AND USE OF INFORMATION 12 LIAISON...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-09-01
[PDF]
GL30_English.pdf
...…………………………………………………… 3 6. Detailed Requirements for the Financial Needs Analysis... 4 7. 8. Commencement………………………………………...… Transitional Provision…………………………..………… 10 11 Financial Needs Analysis Template Appendix 1 1. Introduction 1.1 The Insurance Authority (“IA”) issues this Guideline pursuant to section 133 of the...
https://www.ia.org.hk/english/legislative_framework/files/GL30_English.pdf -
Date: 2020-09-24
[PDF]
Financial_needs.pdf
...…………………………………………………… 3 6. Detailed Requirements for the Financial Needs Analysis... 4 7. 8. Commencement………………………………………...… Transitional Provision…………………………..………… 10 11 Financial Needs Analysis Template Appendix 1 1. Introduction 1.1 The Insurance Authority (“IA”) issues this Guideline pursuant to section 133 of the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Financial_needs.pdf -
Date: 2020-06-24