... and have it returned to the IA via email at rbcphase2@ia.org.hk by 16 August 2019. 1 Consultation on Draft Guideline on Enterprise Risk Management - https://www.ia.org.hk/en/legislative_framework/circulars/reg_matters/files/cir_20180508.pdf https://www.ia.org.hk/en/legislative_framework/circulars...

... to calculate the discount rates for each MA portfolio and to collect quantitative data and qualitative information. HKQIS2019_LongTe rm_MA_Template.xls x (2) QIS 3 MA Template (for reference) An unlocked version for reference. It is not for submission purpose. HKQIS2019_LongTe rm_MA_Template (for...

... INS/ADM/7/4 VII GL5 GUIDELINE ON APPLICATION FOR AUTHORIZATION TO CARRY ON INSURANCE BUSINESS IN OR FROM HONG KONG Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Requirements for Authorization………………………….. 1 3. Application Procedure……………………………………. 3 4. Information and...

... INS/ADM/7/4 VII GL5 GUIDELINE ON APPLICATION FOR AUTHORIZATION TO CARRY ON INSURANCE BUSINESS IN OR FROM HONG KONG Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Requirements for Authorization………………………….. 1 3. Application Procedure……………………………………. 3 4. Information and...

... INS/ADM/7/4 VII GL5 GUIDELINE ON APPLICATION FOR AUTHORIZATION TO CARRY ON INSURANCE BUSINESS IN OR FROM HONG KONG Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Requirements for Authorization………………………….. 1 3. Application Procedure……………………………………. 3 4. Information and...

... GL16 GUIDELINE ON UNDERWRITING LONG TERM INSURANCE BUSINESS (OTHER THAN CLASS C BUSINESS) Insurance Authority Contents Page 1. Introduction………………………………………………. 1 2. Relevant Regulatory Documents…………………………. 1 3. Purpose…………………………………………………… 2 4. Duties of the Board of Directors, the Controller and...

... routinely or in response to a request, and lays down procedures governing its prompt release. The Code authorizes and requires IA staff, routinely or on request, to provide information unless there are specific reasons for not doing so. These reasons are set out in Part 2 and will normally be cited if a...

... activities in respect of long term business) Insurance Authority September 2019 Contents Page Chapter 1 Overview ........................................................................... 1 Chapter 2 Risk-based approach ......................................................... 9 Chapter 3 AML/CFT Systems...