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... Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.: _______________) ☐ No 2. † Have you ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you...
https://www.ia.org.hk/english/infocenter/forms/files/Insurance_Agency_Application_Form_A5.pdf - Date: 2022-05-31
... Mandatory Provident Fund Schemes Authority (“MPFA”)? ☐ Yes (If Yes, please provide your MPF registration no.: _______________) ☐ No 2. † Have you ever been licensed by the Securities and Futures Commission (“SFC”)? ☐ Yes (If Yes, please provide your SFC licence no.: ___________________) ☐ No 3. † Have you...
https://www.ia.org.hk/english/infocenter/forms/files/Insurance_Agency_Application_Form_A5.pdf - Date: 2020-06-24
... conducting ILAS business. 1.3 This Guidance Note should be read in conjunction with Code of Conduct for Insurance Brokers Conducting Investment Linked Business (“Code of Conduct for Conducting ILAS Business”) issued by PIBA as well as GN 15. 2. Product meets the “fair treatment of customers” principle Member...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_PIBA_Guidance_Note_on_Conducting_Investment_Linked_Business_v1_24_12_2014_eg19.pdf - Date: 2019-12-20
... : _____________________ Date : ________________ 3. Basic Plan – Illustration Summary [H] [I] SURRENDER VALUE DEATH BENEFIT End of Total [J-1] [J-4] [K-1] [K-4] Policy Year Premiums Paid Guaranteed Non-Guaranteed Total Guaranteed Non-Guaranteed Total [J-2] Accumulated Dividends and Interest [J-3] Terminal Dividend [K-2...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5.Standard_Illustration_for_Participating_Policies.pdf - Date: 2019-12-20
... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...
https://www.ia.org.hk/english/legislative_framework/files/Guideline_on_Pecuniary_Penalty_English.pdf - Date: 2020-09-24
... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance.pdf - Date: 2020-06-24
... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GuidelineonExercisingPowertoImposePecuniaryPenaltyinRespectofRegulatedPersonsundertheInsuranceOrdinance_Brokers.pdf - Date: 2020-06-24
... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Guideline_on_Pecuniary_Penalty_English.pdf - Date: 2019-09-10
... GL 22 GUIDELINE ON EXERCISING POWER TO IMPOSE PECUNIARY PENALTY IN RESPECT OF REGULATED PERSONS UNDER THE INSURANCE ORDINANCE (CAP. 41) Insurance Authority Contents Page 1. Introduction …………………………………………………...... 1 2. Scope of Application …………………………………………… 1 3. Considerations in Exercising the IA’s...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf - Date: 2019-11-29
... marine, aviation and goods-in-transit insurance. 2. Group life insurance policies with medical protection offered by employers are subject to the levy cap for general insurance policies. 1 3. “Inception date” means the date on which the first premium under the contract becomes payable. Small Levy Big...
https://www.ia.org.hk/english/infocenter/files/Small_Levy_Big_Protection_EN.pdf - Date: 2021-12-14