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⏭... agency, take note of this guidance and take remedial action as necessary as a contravention of section 64K of the Ordinance is an offence. II. REQUIREMENTS RELATING TO THE NOTIFICATION OF CERTAIN INFORMATION TO THE IA REGARDING LICENSED INSURANCE BROKERS The Ordinance includes the following 6...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_Brokers_dd_18122020.pdf -
Date: 2020-12-21
... 11 October 2017 Guideline on Anti-Money Laundering and Counter-Terrorist Financing – Address Verification Requirements 6 October 2017 United Nations (Anti-Terrorism Measures) Ordinance United Nations Sanctions (Libya...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2017.html -
Date: 2018-01-15
[PDF]
Checklist_Broker.pdf
... title, and number of staff under his/her supervision); 5. Supplemental Form – Information on Director/Controller (Individual) (Form S5) (if applicable); 6. Supplemental Form – Information on Director/Controller (Body Corporate) (Form S6) (if applicable); 7. Copy of Business Registration Certificate; 8....
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2022-01-06
[PDF]
Checklist_Broker.pdf
... title, and number of staff under his/her supervision); 5. Supplemental Form – Information on Director/Controller (Individual) (Form S5) (if applicable); 6. Supplemental Form – Information on Director/Controller (Body Corporate) (Form S6) (if applicable); 7. Copy of Business Registration Certificate; 8....
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2022-05-31
[PDF]
Checklist_Broker.pdf
... title, and number of staff under his/her supervision); 5. Supplemental Form – Information on Director/Controller (Individual) (Form S5) (if applicable); 6. Supplemental Form – Information on Director/Controller (Body Corporate) (Form S6) (if applicable); 7. Copy of Business Registration Certificate; 8....
https://www.ia.org.hk/english/infocenter/forms/files/Checklist_Broker.pdf -
Date: 2020-06-24
[PDF]
Cir_aml_20181108_v1.pdf
... Draft 8 November 2018 Our Ref: INS/TEC/6/45 To: Chief Executives of all authorized insurers Dear Sirs, New Solution for e-STR Reporting In order to enhance the capacity in suspicious transaction report (“STR”) processing and shorten the time required for STR reporting entities to receive feedback...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Cir_aml_20181108_v1.pdf -
Date: 2019-02-01
[PDF]
MV_Statistics_2016.pdf
... 綜合 Comprehensive 1,656,939 277,797 94,451,093 第三者 Third Party 584,111 315,910 綜合 Comprehensive 622,548 62,933 24,300,790 第三者 Third Party 251,203 65,012 綜合 Comprehensive 60,976 6,501 3,764,761 第三者 Third Party 34,395 8,725 綜合 Comprehensive 155,583 6,058 1,223,118 第三者 Third Party 262,028 13,436 綜合...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/MV_Statistics_2016.pdf -
Date: 2018-01-12
[PDF]
2q2021long.pdf
... 27,065,231 32,951,120 附加合約: Supplementary Contracts: 意外及疾病 (醫療) Accident & Sickness (Medical) 0 239,753 0 2,341 0 242,094 意外及疾病 (非醫療) Accident & Sickness (Non-medical) 0 54,182 0 441 0 54,623 非意外及疾病 Other than Accident & Sickness 5,879 77,577 71 6,511 5,950 84,088 (II) 年金 (II) Annuities 1,836,290 4...
https://www.ia.org.hk/english/infocenter/statistics/files/2q2021long.pdf -
Date: 2022-03-11
[DOCX]
sn-long-2015.docx
... Risk-return Trade-off 2.1.4 Risk Reduction Techniques 2.1.5 Risk Management Process 2.1.6 Financial Risk Management in Hong Kong 2.2 Investment Considerations 2/12 2.2.1 Basic Economics 2.2.2 Global Economy 2.2.3 Economic Factors Affecting the Financial Markets 2.2.4 Investment Objective and Risk Tolerance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.docx -
Date: 2019-12-02