Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
Agent_Code_Eng.pdf
... best interests of policy holders and potential policy holders. The Code of Conduct (in particular the standards and practices under General Principle 2) provides guidance on the conduct requirements a licensed insurance agent should adopt in order to meet the section 90(a) requirements. The Code of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Agent_Code_Eng.pdf -
Date: 2019-09-10
... have made amendments to certain Standards and Practices in order to ensure they do not inadvertently operate to prohibit particular licensed insurance brokers from operating (such as Lloyd’s coverholders). Further (as the Introduction to the Brokers’ Code states) recognition will be always given to the...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... have made amendments to certain Standards and Practices in order to ensure they do not inadvertently operate to prohibit particular licensed insurance brokers from operating (such as Lloyd’s coverholders). Further (as the Introduction to the Brokers’ Code states) recognition will be always given to the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
... should also be flexible in order to adapt as risks evolve. As such, life insurance companies and intermediaries will use their judgment, knowledge and expertise to develop an appropriate risk-based approach for their particular organisation, structure and business activities. 19. ML/TF risks can be more...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2021-11-12
... should also be flexible in order to adapt as risks evolve. As such, life insurance companies and intermediaries will use their judgment, knowledge and expertise to develop an appropriate risk-based approach for their particular organisation, structure and business activities. 19. ML/TF risks can be more...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2022-04-27
... should also be flexible in order to adapt as risks evolve. As such, life insurance companies and intermediaries will use their judgment, knowledge and expertise to develop an appropriate risk-based approach for their particular organisation, structure and business activities. 19. ML/TF risks can be more...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/RBA_Guidance_for_Life_Insurance_Sector.pdf -
Date: 2019-11-05
[PDF]
GL26_English.pdf
... the minimum standards and practices that should be implemented and adopted by authorized insurers and licensed insurance intermediaries in that sale process in order to achieve the objectives stated in this Guideline and ensure fair treatment of customers. 2 2. Scope and Interpretation 2.1 This...
https://www.ia.org.hk/english/legislative_framework/files/GL26_English.pdf -
Date: 2020-09-24
[PDF]
GL26_English.pdf
... the minimum standards and practices that should be implemented and adopted by authorized insurers and licensed insurance intermediaries in that sale process in order to achieve the objectives stated in this Guideline and ensure fair treatment of customers. 2 2. Scope and Interpretation 2.1 This...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL26_English.pdf -
Date: 2020-06-24