... 13. Have you ever failed to satisfy any judgment debt under an order of a court in Hong Kong or elsewhere? ☐ Yes ☐ No 14. Have you ever been found by a court to be mentally incapacitated, or are you detained in a mental hospital, under the Mental Health Ordinance (Cap. 136)? ☐ Yes ☐ No # Business...

... same customer records into the Company’s database, in order to ensure no duplicate customer profiles are created. 23 3. Identity information Key AML/CFT Considerations – Expectation, Good Practices and Alerts Good Practice Company Identity information is captured by Optical Character Recognition (“OCR...

... same customer records into the Company’s database, in order to ensure no duplicate customer profiles are created. 23 3. Identity information Key AML/CFT Considerations – Expectation, Good Practices and Alerts Good Practice Company Identity information is captured by Optical Character Recognition (“OCR...

... Insurance Intermediaries Quality Assurance Scheme Principles and Practice of Insurance Examination Study Notes 2013 Edition PREFACE These Study Notes have been prepared to correspond with the various Chapters in the Syllabus for the Principles and Practice of Insurance Examination. The Examination...

... Insurance Intermediaries Quality Assurance Scheme - Principles and Practice of Insurance Examination (2013 Edition) Insurance Intermediaries Quality Assurance Scheme Principles and Practice of Insurance Examination Study Notes 2013 Edition i PREFACE These Study Notes have been prepared to correspon...

... culture. 1.3 ERM for solvency purposes is the coordination of risk management, strategic planning, capital adequacy, and financial efficiency in order to enhance sound operation of the authorized insurer and ensure the adequate protection of policy holders. An authorized insurer embeds an integrated set of...